Compliance Officer
1 month ago
We are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.
Key Responsibilities:- Develop and oversee control systems to maintain regulations and internal policies
- Evaluate the efficiency of controls and improve them continuously
- Assess the company's future ventures to identify possible compliance risks
- Proven experience in a compliance role within the financial services sector
- In-depth knowledge of FCA standards and regulations
- Excellent knowledge of reporting procedures and record keeping
- Outstanding communication and interpersonal skills
- Ability to work under pressure and meet deadlines
- Solution and service orientated
- Technology savvy and willing to embrace new systems and software
- Good analytical and decision-making skills
- Discrete and professional in all communication
- Effective listener
- Willingness to challenge in a constructive and non-confrontational manner
- Organised multi-tasker and effective prioritisation
- Adaptable and flexible
- Self-motivated and willing to work at times in isolation and as part of a wider team
We are considering both full-time and part-time candidates for this position. Our client offers the flexibility of hybrid working.
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeCompliance Officer Job DescriptionAbout the Role:We are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key Responsibilities:Develop, implement, and maintain compliance policies and...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeCompliance Officer Job DescriptionAbout the Role:We are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key Responsibilities:Develop, implement, and maintain compliance policies and...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to regulatory...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to regulatory...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our client's team in Dorking. As a Compliance Officer, you will play a crucial role in ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and internal policiesEvaluate the...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our client's team in Dorking. As a Compliance Officer, you will play a crucial role in ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and internal policiesEvaluate the...
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Compliance Officer
2 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Developing and implementing control systems to maintain regulatory complianceEvaluating the effectiveness of...
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Compliance Officer
4 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeJob DescriptionWe are seeking an experienced Compliance Officer to join our client's team at Artemis Recruitment Consultants Ltd. As a Compliance Officer, you will play a crucial role in ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and Oversee Control Systems: Design and implement effective control systems...
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Compliance Officer
2 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team. The ideal candidate will have a strong background in financial services compliance, with a focus on risk management and regulatory knowledge.Key Responsibilities:Develop and implement effective control systems to ensure compliance with FCA...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout Andrews Recruitment GroupWe are a leading recruitment agency specializing in financial services and asset management. Our team is dedicated to providing exceptional recruitment services to our clients and candidates.Job Title: Compliance Officer - Asset ManagementWe are seeking a highly skilled Compliance Officer to join our client's team in Dorking,...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout Andrews Recruitment GroupWe are a leading recruitment agency specializing in financial services and asset management. Our team is dedicated to providing exceptional recruitment services to our clients and candidates.Job Title: Compliance Officer - Asset ManagementWe are seeking a highly skilled Compliance Officer to join our client's team in Dorking,...
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Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain...
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Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeJob DescriptionWe are seeking an experienced Compliance Officer to join our client's team at Artemis Recruitment Consultants Ltd. As a Compliance Officer, you will play a crucial role in ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and Oversee Control Systems: Design and implement effective control systems...
