Risk and Compliance Specialist

2 days ago


Birmingham, Birmingham, United Kingdom Broadgate Full time
Role Overview

We are seeking an experienced Senior Enterprise Risk & Prudential Risk Officer to join our team at Broadgate.

The successful candidate will be responsible for assisting and overseeing 1st line in the control of the Bank's enterprise, prudential and operational risk management.

This is an exciting opportunity to join a Challenger Bank with exciting growth plans.

The estimated salary for this position is £90,000 per annum.

Key Responsibilities:

  • To assist and oversee 1st line in the control of the Bank's enterprise risk management, ensuring all risks are identified, monitored, and suitably mitigated and contribute to the design and embedding of an effective risk framework, including policies, procedures and governance arrangements.
  • To assist and oversee 1st line in the control of the Bank's prudential risk management, helping to ensure that the Bank has adequate financial resources, including capital and liquidity, and assisting in completion and oversight of key regulatory documents including the ICAAP, ILAAP, Recovery Plan and Solvent Wind-down Plan.
  • To assist and oversee 1st line in the control of the Bank's operational risk management, helping to ensure that the risk of losses arising from the Bank's operations are effectively managed and controlled.

About Us:

Broadgate is a leading provider of financial services, and we are committed to delivering exceptional results for our clients.

What We Offer:

  • A competitive salary of £90,000 per annum.
  • A comprehensive benefits package, including pension scheme, health insurance and annual leave.
  • The opportunity to work with a talented team of professionals in a dynamic and fast-paced environment.


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