Senior Regulatory Compliance Director

2 weeks ago

London, Greater London, United Kingdom NatWest Group Full time
Job Description:

We are seeking a highly skilled Senior Regulatory Compliance Director to join our team at NatWest Group.

About the Role:

The successful candidate will be responsible for leading the delivery of the regulatory risk agenda for NatWest Depositary Services, working closely with business directors, business development, and client relationship teams to support the development of the product strategy and depositary services product offering.

This is an excellent opportunity to build on your leadership skills by creating a strong work environment and promoting business technical compliance and risk-aware behaviours.

You will develop, maintain, and grow external relationships with clients, regulators, and other industry participants, including representing NatWest on industry bodies. Your responsibilities will include providing regulatory insights, thought leadership, guidance, and training on regulatory and technical areas to clients, business, and internal stakeholders, as well as supporting the business oversight framework and membership of key governance forums.

Key Responsibilities:
  • Providing board reporting on key regulatory topics and client matters.
  • Chairing appropriate Depositary Forums to ensure industry and regulatory developments are identified, assessed for impact, and implemented.
  • Providing compliance support to business and change initiatives, including rules mapping.
  • Promoting appropriate business and risk culture behaviours, requiring business compliance with all statutory and regulatory requirements, including upstream regulatory risk.
  • Contributing to the development of others by sharing best practices, role modelling, and offering support.
  • Building and developing a high-performing Depositary Regulatory & Technical team, including leadership, team development and capability, talent management, succession planning, recruitment, and performance management.
Requirements:

The ideal candidate will hold in-depth knowledge of the collective investment schemes Funds industry and associated regulation, as well as good influencing and negotiation skills and the ability to develop effective working partnerships both internally and externally across a wide range of stakeholders.

You will also need a strong ability to work under pressure, managing diverse initiatives without compromising quality, and the ability to coach and share specialist knowledge with others to aid their understanding and decision-making.

Excellent written and verbal communication skills, critical thinking skills, enabling you to cut through complexity, and make sound decisions and recommendations that are carefully balanced against risk.

Salary:

The estimated salary for this position is around £80,000 - £110,000 per annum, depending on experience.

About Us:

NatWest Group is a leading financial institution dedicated to delivering exceptional service and solutions to our customers.

Contact Information:

To apply for this exciting opportunity, please submit your application through our website.

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