Compliance Risk Officer
3 weeks ago
We are seeking a highly skilled Compliance Risk Officer to support our Head of Compliance and Audit in scheduling and completing compliance requirements for our client, an Insurance Broker/Network.
About the Role:- Schedule and complete compliance requirements to ensure adherence to regulatory standards.
- Record material regulatory breaches and provide feedback to Senior Management.
- Act as a point of contact for Brokers and manage the Compliance Inbox.
- Assist in producing Management Information and Monthly Reports.
- Support the Senior Management Team with ad hoc projects.
- Complete mandatory Continuing Professional Development set by the Head of Compliance and Audit.
- Adhere to the FCA's Code of Conduct.
- Help in the identification, assessment, and documentation of operational/regulatory risks and controls.
- Manage monthly MI reports, update policies & procedures, and review files.
- Educated to GCSE level or equivalent qualifications/experience.
- Qualifications in Financial Services e.g. Cert CII or equivalents.
- Previous experience in Compliance/Risk/Governance/File Auditing Roles.
- Ideally, previous experience in General Insurance and/or Pure Protection sectors.
- Proficiency in using Microsoft Word, Excel, and email.
Salary Range: £27,000 - £30,000 per annum based on experience.
This is a full-time role, Monday to Friday, 9-5, reporting to the Head of Compliance and Audit.
Benefits:- Professional development opportunities.
- Exposure to a dynamic and growing industry.
- Competitive salary and benefits package.
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