Compliance Operations Assistant

3 days ago


Glasgow, Glasgow City, United Kingdom AJ FOX COMPLIANCE Full time
Job Title: Compliance Operations Assistant

We are seeking a skilled individual to join AJ FOX COMPLIANCE as a Compliance Operations Assistant.

This is a unique opportunity for a legal professional looking to launch their career in Risk & Compliance. Key responsibilities will include:

  • Conducting thorough conflicts checks, AML screenings, and PEP assessments to guarantee regulatory compliance.
  • Effectively coordinating the opening and review of new cases, ensuring timely and efficient processing.
  • Maintaining high standards of customer service through the management of Client Due Diligence (CDD) processes.

To excel in this role, you will require excellent organisational skills, advanced administrative expertise, data analysis capabilities, and effective communication skills.

A solid understanding of AML regulations, conflicts of interest, and CDD procedures would be beneficial, along with experience conducting conflicts checks in a regulated law firm environment.

The ideal candidate will hold a law degree and display a keen eye for detail, with the ability to work accurately under pressure.

Salary: £25,000 - £35,000 per annum.


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