Regulatory Compliance Expert for Wholesale Banking

4 days ago


London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time
About the Role

We are seeking a highly experienced Regulatory Compliance Expert to join our team in London. As a key member of our Wholesale Banking Compliance department, you will play a critical role in ensuring that our business operations comply with relevant regulations and laws.

This is an exciting opportunity for a seasoned professional to leverage their expertise in regulatory compliance to drive business growth while mitigating risks.

Job Description

The successful candidate will be responsible for:

  • Providing expert guidance on regulatory requirements related to wholesale banking, including Dodd-Frank Title VII, EMIR, and SFTR.
  • Developing and implementing effective compliance strategies to ensure adherence to regulatory standards.
  • Collaborating with cross-functional teams to identify and mitigate compliance risks.
  • Conducting regular audits and reviews to ensure compliance with regulatory requirements.
  • Staying up-to-date with changing regulatory landscapes and providing training to colleagues on new developments.
Requirements

To be successful in this role, you will need:

  • A minimum of 5 years' experience in regulatory compliance, preferably in the financial services industry.
  • In-depth knowledge of wholesale banking regulations, including EMIR, SFTR, and Dodd-Frank Title VII.
  • Strong analytical and problem-solving skills, with the ability to communicate complex regulatory concepts effectively.
  • Excellent written and verbal communication skills, with the ability to build strong relationships with colleagues and stakeholders.
Benefits

We offer a competitive salary package, including a base salary of £80,000 per annum, plus benefits such as health insurance, pension scheme, and generous holiday allowance.

As a valued member of our team, you will also have access to ongoing training and development opportunities, as well as the chance to work on high-profile projects and contribute to the growth and success of our business.



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