Risk Management Professional
22 hours ago
Company Overview:
We are a forward-thinking business based in Bristol, dedicated to delivering top-notch services that meet the needs of our clients. Our team is passionate about innovation, staying ahead of the curve, and ensuring we remain at the forefront of industry developments.
Salary: £70,000 - £90,000 per annum (depending on experience), including a 10% performance-related bonus.
Job Description:Role Overview
This exciting opportunity involves conducting internal and third-party audits according to pre-defined auditing processes and tools for AML, FCA, SRA, and DPA related work.
- Assist in identifying and planning audits to ensure effective risk management and compliance.
- Review the risk register and incident log to identify areas requiring further attention from internal audit.
- Identify and record regulatory breaches and non-conformities to certification standards, reporting any reportable breaches to the Risk Director.
- Produce audit reports and agree audit results with appropriate business leaders, addressing any audit findings disputes.
Responsibilities:
In addition to the above responsibilities, you will be expected to:
- Gain a detailed understanding of the business sectors and support teams, building close working relationships with executives and staff at all levels.
- Plan own workload to meet agreed audit schedules and other work priorities.
Skills and Qualifications:
To succeed in this role, you will need:
- A relevant degree and professional certifications (e.g., ACA, CISA).
- Strong analytical skills and attention to detail.
- Ability to work independently and as part of a team.
- Proficiency in Microsoft Office and specialized audit software.
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