Wealth Management Specialist

1 week ago


Birmingham, Birmingham, United Kingdom Premier Jobs UK Limited Full time
Key Responsibilities:
- Oversee the T&C function to ensure adherence to internal policies and FCA regulations
- Develop and implement training programs for new and existing team members
- Ensure high-quality compliant financial advice is provided at all times
- Maintain accurate records and produce MI for senior management
- Provide expert advice on T&C matters, including file checks and Consumer Duty



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