Compliance and Regulatory Expert
17 hours ago
The Taylor Root Dusseldorf team is looking for an exceptional Compliance and Regulatory Expert to fill a key position. As a Compliance and Regulatory Expert, you will play a pivotal role in conducting client due diligence checks and maintaining compliance with regulatory requirements.
Key Responsibilities:- Conducting thorough CDD checks to identify potential risks.
- Researching clients and verifying information through public databases.
- Efficiently managing your workload and prioritizing tasks.
- Escalating complex cases to the AML Manager for further review.
- Maintaining accurate AML records and contributing to process improvements.
You will collaborate closely with lawyers, the Risk team, and MLRO colleagues to ensure seamless execution of tasks.
We offer a salary range of £42,000 - £52,000 per annum, reflecting the significance of this role in upholding our company's standards.
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Lawyer - Regulatory Compliance
2 weeks ago
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Lawyer - Regulatory ComplianceAJ FOX COMPLIANCE is seeking a highly skilled Lawyer - Regulatory Compliance to join our team in Bristol. As a seasoned lawyer with expertise in risk, regulation or professional liability, you will play a key role in ensuring firm-wide compliance.Your responsibilities will include liaising with stakeholders on...
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Regulatory Compliance Expert
3 weeks ago
Bristol, Bristol, United Kingdom CV-Library Full timeWe are seeking a Regulatory Compliance Expert to join our team in Bristol. In this exciting role, you will play a key part in ensuring our projects meet regulatory requirements and delivering high-quality results to clients.About the RoleAs a Regulatory Compliance Expert, you will be responsible for conducting site inspections, identifying potential risks,...
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Regulatory Compliance Expert
2 days ago
Bristol, Bristol, United Kingdom Computerworld Personnel Ltd Full timeComputerworld Personnel Ltd is seeking a highly experienced Regulatory Compliance Expert to join their team. This role will provide you with a generous benefits package, including a matched 5% pension and excellent soft benefits.About the RoleThis Senior Regulatory Specialist position requires a strong background in regulatory affairs, with a focus on Class...
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Regulatory Compliance Expert
2 days ago
Bristol, Bristol, United Kingdom QED Legal LLP Full timeJob Overview:We are seeking a highly skilled Regulatory Compliance Expert to join our team at QED Legal. As a key member of our Management Team, you will play a critical role in ensuring adherence to regulatory obligations and contributing to our risk management strategy.About the Firm:QED Legal is a leading provider of legal services in the Bristol market,...
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Regulatory Compliance Expert
2 months ago
Bristol, Bristol, United Kingdom Yolk Recruitment Ltd Full timeYolk Recruitment Ltd is seeking a skilled Regulatory Compliance Expert to join their team as a Financial Regulation Lawyer. The ideal candidate will have 5-8 years of PQE in financial regulation and expertise in financial crime prevention.The salary for this position is up to £100k per year, making it a highly competitive offer.In this role, you will be...
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Compliance Expert
3 weeks ago
Bristol, Bristol, United Kingdom AJ Fox Compliance Full timeJob Title: Compliance ExpertAJ Fox Compliance is seeking an experienced Compliance Expert to join our Bristol office. This role involves overseeing Anti-Money Laundering (AML) Customer Due Diligence (CDD), risk assessments, and ongoing monitoring to ensure a highly efficient and top-quality service.As a Compliance Expert, you will be responsible for...
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Regulatory Compliance Expert
3 weeks ago
Bristol, Bristol, United Kingdom CRS Full timeSenior Compliance ManagerAwards winning fintech scale up CRS is seeking a Senior Compliance Manager to join their team. This mission-critical role plays a pivotal part in shaping and embedding compliance frameworks to ensure adherence to UK regulatory requirements.You will report directly to the Chief Risk Officer, guiding teams through complex regulatory...
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Compliance Regulatory Expert
3 weeks ago
Bristol, Bristol, United Kingdom QED Legal Full timeCompliance Manager Role at QED LegalWe're seeking an experienced Compliance Manager to join our team at QED Legal, a respected and progressive law firm. The ideal candidate will have expertise in regulatory functions and risk management within a regulated industry.About the FirmQED Legal is recognized as a leading provider of legal services in the Bristol...
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Regulatory Compliance Specialist
2 weeks ago
Bristol, Bristol, United Kingdom Bromford Full timeJob Description: We are looking for a highly skilled Regulatory Compliance Specialist to join our team at Bromford. As a key member of our compliance team, you will be responsible for ensuring that our operations comply with all relevant laws and regulations.The successful candidate will have a strong background in regulatory compliance, including experience...
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Compliance Specialist
2 weeks ago
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Specialist - Law FirmOur esteemed law firm in Bristol seeks an accomplished Compliance Specialist to contribute to our firm's commitment to excellence in risk management and regulatory compliance.This is an outstanding opportunity for a skilled solicitor with expertise in risk, regulation, or professional liability to assume a pivotal...
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Pharmaceutical Regulatory Compliance Officer
2 weeks ago
Bristol, Bristol, United Kingdom Ernest Gordon Recruitment Full timeErnest Gordon Recruitment is seeking a skilled Compliance Officer to join their team in the Pharmaceutical Industry. As a key member of the compliance department, you will be responsible for ensuring that all business activities are conducted in accordance with relevant regulatory frameworks. Your primary focus will be on providing expert advice and support...
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Compliance Manager
3 weeks ago
Bristol, Bristol, United Kingdom CRS Full timeSenior Compliance ManagerCareer Overview:Award-winning fintech scale up operating in the financial wellbeing market seeks a Senior Compliance Manager to shape and embed compliance frameworks ensuring adherence to UK regulatory requirements. This is an exciting opportunity to contribute to the company's mission to improve financial state for individuals...
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Regulatory Compliance Attorney
3 weeks ago
Bristol, Bristol, United Kingdom Yolk Recruitment Full timeFinancial Regulation Role">We are seeking an experienced Financial Regulation Lawyer to join our team at Yolk Recruitment. This role offers a unique opportunity to work with a top-tier rated full-service law firm, providing expert regulatory advice to a diverse client base.Key ResponsibilitiesAdvising clients on complex regulatory matters, including FCA...
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Regulatory Compliance Specialist
18 hours ago
Bristol, Bristol, United Kingdom What's On In Bristol Full timeAbout the CompanyOur client, a leading logistics company in Bristol, is seeking a highly experienced Corporate Governance Manager to join their team. As a key member of the management team, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.The ideal candidate will have a strong background...
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Compliance Officer
1 week ago
Bristol, Bristol, United Kingdom Austin Fraser Full timeAbout the Role:This is an exciting opportunity to join a close-knit and family-feel company as a Business Compliance Specialist. You will be part of a team that values quality and strives for excellence in regulatory compliance.Key Accountabilities:Ensuring regulatory compliance for our dental productsLiaising with internal teams to maintain high levels of...
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Regulatory Compliance Expert
3 weeks ago
Bristol, Bristol, United Kingdom AutoProtect Full timeJob Summary:We are seeking an experienced Regional Compliance Manager to join our team. As a key member of our compliance team, you will be responsible for conducting risk management activities and providing consultancy and training on insurance distribution and consumer credit regulated activities across a network of motor dealerships.Main...
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Regulatory Compliance Manager
3 weeks ago
Bristol, Bristol, United Kingdom Bromford Full timeBromford is seeking a highly skilled Regulatory Compliance Manager to join their team. As a key member of the compliance department, you will be responsible for providing expert advice and guidance on compliance matters related to gas, oil, solid fuel, electrical, and renewable heating systems.About the Role:You will work closely with colleagues to develop...
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Senior Compliance Specialist
3 weeks ago
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Senior Compliance SpecialistWe are seeking an experienced Senior Compliance Specialist to join our dynamic AJ FOX COMPLIANCE team in Bristol.This is an exciting opportunity for a forward-thinking solicitor with expertise in risk, regulation or professional liability to take on a key role in ensuring firm-wide compliance.The ideal candidate will...
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Financial Regulatory Expert
3 weeks ago
Bristol, Bristol, United Kingdom Emponics Full time £30,000Our client is an expert in financial compliance within the Motor Trade and Travel sectors and is seeking a skilled Financial Regulatory Expert to join their team at Emersons Green near Bristol.What We Offer:Competitive salary in the range of £40,000 - £55,000 per annum, depending on experienceFlexible work arrangement with 50% remote work and 50% in-office...
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Anti-Money Laundering Compliance Lead
3 weeks ago
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is looking for an accomplished Anti-Money Laundering Compliance Lead to spearhead our efforts in maintaining a robust risk management framework. As a respected expert in the field, you will be responsible for developing and implementing cutting-edge strategies to mitigate risks associated with money laundering and terrorist financing.Key...