Compliance and Risk Management Professional

1 day ago


Exeter, Devon, United Kingdom Hurst Point Group Full time
Job Title: Regulatory Compliance Expert

Role Overview:
Hurst Point Group is seeking an experienced Compliance Manager to join its team. The ideal candidate will have extensive experience in financial services, particularly in product governance or compliance roles, and will be responsible for ensuring our processes meet regulatory requirements.

Responsibilities:
  1. Provide expert guidance on regulatory matters to ensure our processes are compliant with all relevant laws and regulations.
  2. Analyze market trends and provide recommendations to our investment managers to ensure they are well-positioned to meet regulatory requirements.

Requirements:
To be successful in this role, you will need:
  • A degree in Finance, Business, or a related field along with a professional qualification, such as CFA, CISI, or equivalent.
  • Extensive experience in financial services, particularly in product governance or compliance roles.
  • In-depth knowledge of UK financial regulations, with a focus on Consumer Duty.
  • A strong understanding of investment products, portfolio construction, and risk management.

Benefits:
We offer a range of benefits, including a competitive salary of £60,000 per annum, private medical insurance, paid birthday leave, and opportunities to volunteer for charity. You will also have access to extensive training and development opportunities, enabling you to grow professionally within a positive, customer-focused environment.

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