Principal Auditor

2 weeks ago

London, Greater London, United Kingdom Illinois CPA Society Full time

Job Title: Principal Auditor - GFX, Rates and Global Electronic Trading

Location: Remote

Corporate Title: Vice President

The Illinois CPA Society is seeking a Principal Auditor to join its Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team to drive audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally.

Key Responsibilities:

  • Supports the audit manager in planning, executing and reporting the results of internal audits of controls over predominantly Electronic Trading related risks and controls.
  • Leads audit assignments, understands the importance of project management, drafts audit findings / reports for review by audit management, facilitates tracking of findings and validates closure of findings.
  • Undertakes all aspects of audit fieldwork in line with the agreed audit approach including identification of key risks, documentation of process flows and key controls, testing controls to determine whether they are properly designed and operating effectively independently, and documenting audit work in accordance with the Society's methodology and standards.
  • Executes day-to-day operational audit work and contributes to the delivery of audits.
  • Completes assigned audit work, including ad hoc projects and special investigations in line with agreed budgets.
  • Partners with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls.

Requirements:

  • IT auditor with front to back Investment bank experience and someone who is able to build bridge between IT risks and controls and market conduct risks and how they could manifest themselves in Algo Trading environment.
  • Significant external or internal auditing experience and ideally in Investment Banking in Electronic Trading Space or FX, Equities and Rates asset classes where the candidate has worked on Electronic / Algorithmic Trading Audits or covered some of the aspect of these businesses.
  • Being able to read simple codes for electronic offerings such as SQL and Python.
  • Project management and planning skills.
  • Strong communication and presentation skills.
  • Professional credentials, including degree level education and a relevant professional qualification but not mandatory e.g. ACA/CFA/MBA/FRM.

About Us:

The Illinois CPA Society is a leading professional organization for certified public accountants in Illinois. We promote the accounting profession and provide resources and support to our members. We value diversity and are committed to creating a welcoming and inclusive environment for all our employees and members.

  • Auditor Principal

    3 days ago

    London, Greater London, United Kingdom 0840 Deutsche Bank Aktiengesellschaft, Filiale London Full time

    About the RoleWe are seeking a highly skilled Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team. As a key member of the team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally.Key ResponsibilitiesSupport the Principal Audit...

  • Auditor Principal

    3 days ago

    London, Greater London, United Kingdom 0840 Deutsche Bank Aktiengesellschaft, Filiale London Full time

    About the RoleWe are seeking a highly skilled Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team. As a key member of the team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally.Key ResponsibilitiesSupport the Principal Audit...

  • Lead Principal Auditor

    3 days ago

    London, Greater London, United Kingdom Deutsche Bank Full time

    Job Title: Lead Principal Auditor - Treasury Job Summary: We are seeking a highly skilled Lead Principal Auditor to join our Treasury audit team. As a key member of our team, you will be responsible for leading and executing day-to-day operational audit work, contributing to the delivery of audits related to liquidity risk management, capital management,...

  • Lead Principal Auditor

    3 days ago

    London, Greater London, United Kingdom Deutsche Bank Full time

    Job Title: Lead Principal Auditor - Treasury Job Summary: We are seeking a highly skilled Lead Principal Auditor to join our Treasury audit team. As a key member of our team, you will be responsible for leading and executing day-to-day operational audit work, contributing to the delivery of audits related to liquidity risk management, capital management,...

  • Auditor Principal

    2 weeks ago

    London, Greater London, United Kingdom Group Support Services Full time

    **About the Role**We are seeking a highly skilled and experienced Auditor Principal to join our Group Support Services team. As a key member of our internal audit function, you will play a critical role in ensuring the effectiveness of our risk management and control processes.**Key Responsibilities**Develop and implement audit plans to assess the...

  • Auditor Principal

    2 weeks ago

    London, Greater London, United Kingdom Group Support Services Full time

    **About the Role**We are seeking a highly skilled and experienced Auditor Principal to join our Group Support Services team. As a key member of our internal audit function, you will play a critical role in ensuring the effectiveness of our risk management and control processes.**Key Responsibilities**Develop and implement audit plans to assess the...

  • Principal Auditor

    2 weeks ago

    London, Greater London, United Kingdom 0840 Deutsche Bank Aktiengesellschaft, Filiale London Full time

    About the RoleWe are seeking a highly skilled and experienced Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team at 0840 Deutsche Bank Aktiengesellschaft, Filiale London. As a key member of our team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks...

  • Principal Auditor

    2 weeks ago

    London, Greater London, United Kingdom 0840 Deutsche Bank Aktiengesellschaft, Filiale London Full time

    About the RoleWe are seeking a highly skilled and experienced Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team at 0840 Deutsche Bank Aktiengesellschaft, Filiale London. As a key member of our team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks...

  • Senior Internal Auditor

    1 month ago

    London, Greater London, United Kingdom Fox Morris Group Ltd Full time

    Position OverviewFox Morris Group Ltd is seeking to appoint a Principal Auditor. Compensation: Please indicate your expected daily rate within IR35 guidelines. Contract Duration: Ongoing contract for a minimum of 6 months. Your ResponsibilitiesWe are in need of an Interim Principal Internal Auditor with substantial experience in local government operations....

  • Senior Internal Auditor

    1 month ago

    London, Greater London, United Kingdom Fox Morris Group Ltd Full time

    Position OverviewFox Morris Group Ltd is seeking a highly skilled Principal Auditor. Compensation: Please indicate your expected daily rate within IR35 guidelines. Contract Duration: Ongoing contract for a minimum of 6 months. Your ResponsibilitiesWe are looking for an Interim Principal Internal Auditor with substantial experience in local government...

  • Senior Internal Auditor

    1 month ago

    London, Greater London, United Kingdom Fox Morris Group Ltd Full time

    Position OverviewFox Morris Group Ltd is seeking to appoint a Principal Auditor. Compensation: Please indicate your expected daily rate within IR35 regulations. Contract Duration: Ongoing contract with a minimum length of 6 months. Your ResponsibilitiesWe are in need of an Interim Principal Internal Auditor who possesses substantial experience in local...

  • Senior Internal Auditor

    1 month ago

    London, Greater London, United Kingdom Fox Morris Group Ltd Full time

    Position OverviewFox Morris Group Ltd is seeking a highly skilled Principal Auditor. Compensation: Please provide your expected daily rate within the IR35 framework. Contract Duration: Ongoing contract for a minimum of 6 months. Key ResponsibilitiesWe are looking for an Interim Principal Internal Auditor with substantial experience in local government...

  • Principal Auditor

    2 weeks ago

    London, Greater London, United Kingdom Deutsche Bank Full time

    Job Title: Principal/Lead Auditor - GFX, Rates and Global Electronic TradingLocation: GlobalCorporate Title: Vice PresidentJob Summary:Deutsche Bank is seeking a Principal Auditor to join its Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team to drive audit coverage of GFX, Rates and Global Electronic Trading risks and controls...

  • Principal Auditor

    3 weeks ago

    London, Greater London, United Kingdom Deutsche Bank Full time

    Job Title: Principal/Lead Auditor - GFX, Rates and Global Electronic TradingLocation: GlobalCorporate Title: Vice PresidentJob Summary:Deutsche Bank is seeking a Principal Auditor to join its Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team to drive audit coverage of GFX, Rates and Global Electronic Trading risks and controls...

  • Senior Internal Auditor

    1 month ago

    London, Greater London, United Kingdom Fox Morris Group Ltd Full time

    Position OverviewFox Morris Group Ltd is seeking a qualified Principal Auditor to join our team on a contract basis. Compensation: Please indicate your expected daily rate within the IR35 framework. Contract Duration: This is an ongoing contract expected to last for 6 months or more. Key ResponsibilitiesAs an Interim Principal Internal Auditor, you will be...

  • Auditor / Lead Auditor - Internal Audit

    3 weeks ago

    London, Greater London, United Kingdom Deutsche Bank Full time

    Job Title: Principal/Lead Auditor - GFX, Rates and Global Electronic TradingLocation: GlobalCorporate Title: Vice PresidentJob Summary:Deutsche Bank is seeking a Principal Auditor to join its Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team to drive audit coverage of GFX, Rates and Global Electronic Trading risks and controls...

  • Auditor / Lead Auditor - Internal Audit

    2 weeks ago

    London, Greater London, United Kingdom Deutsche Bank Full time

    Job Title: Principal/Lead Auditor - GFX, Rates and Global Electronic TradingLocation: GlobalCorporate Title: Vice PresidentJob Summary:Deutsche Bank is seeking a Principal Auditor to join its Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team to drive audit coverage of GFX, Rates and Global Electronic Trading risks and controls...

  • Auditor / Lead Auditor - Internal Audit

    24 hours ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    About the RoleWe are seeking a highly skilled Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team. As a key member of our team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally.Key ResponsibilitiesSupport the Principal Audit...

  • Auditor / Lead Auditor - Internal Audit

    21 hours ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    About the RoleWe are seeking a highly skilled Principal Auditor to join our Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team. As a key member of our team, you will be responsible for driving audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally.Key ResponsibilitiesSupport the Principal Audit...

  • Lead Auditor

    1 month ago

    London, Greater London, United Kingdom Richmond and Wandsworth Councils Full time

    About Us Job Title - Principal Auditor Salary Range - £,- , per annum Permanent Full-time Location – Wandsworth, London Other essential information - Hybrid working (office and home) Objective of Role An exciting opportunity has emerged for a highly driven and skilled Principal Auditor to become part of a prestigious and effective Southwest London Audit...