Compliance and Operational Risk Specialist

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

About the RoleWe are seeking a skilled Compliance Risk Management Specialist to join our AJ FOX COMPLIANCE team in London. This is an exciting opportunity for someone looking to take on a wider role with broader responsibilities and greater exposure to various regulatory functions.Key Responsibilities:Act as a key point of contact for compliance queries,...

Job DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...

We are seeking a highly motivated Compliance Operations Specialist to join our team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for someone who enjoys being hands-on and is ready to collaborate closely with teams across the firm, as it will require five days a week in the office.As a key member of our compliance team, you will be...

Operational Risk Associate Role at Paritas Recruitment - RiskWe are seeking an experienced Operational Risk professional to support the Head of Operational Risk with the Risk Control Self-Assessment (RCSA) reassessment process.Key responsibilities include driving continuous improvement for designated areas, supporting and completing data analytics across...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Compliance ManagerAJ FOX COMPLIANCE is seeking a Compliance Manager to oversee risk and compliance management strategies and ensure that all policies, controls, and procedures meet regulatory standards.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm and a good working knowledge of relevant laws,...

Job Description:We are seeking a highly skilled Risk Management Professional to join our team as a Senior Compliance Specialist. This is an excellent opportunity for an experienced professional to work with a reputable banking firm and contribute to the development and implementation of effective compliance monitoring plans.Key Responsibilities:Develop and...

Job Title: Compliance Risk Management SpecialistWe are seeking an experienced Compliance Risk Management Specialist to join our team at Coopman Search and Selection | B Corp™ in a top tier global hedge fund. As a key member of the compliance team, you will play a crucial role in ensuring the firm's trading operations comply with regulatory requirements.

We are seeking a skilled Contracts Lawyer to join our team at AJ FOX COMPLIANCE.The ideal candidate will have excellent analytical, communication, and organisational skills.Responsibilities include liaising with stakeholders, assisting senior staff, reviewing policies and procedures, and providing advice on client terms and bid proposals.The successful...

About the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...

Job DescriptionWe are seeking a highly skilled AML and Compliance Senior Specialist to join our team at AJ Fox Compliance. This role involves conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.The ideal candidate will have a strong background in...

Salary: £60,000 - £80,000 per annum, depending on experience.About the JobWe are seeking a Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.Key...

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

Job DescriptionWe are seeking a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance to join our team as a remote Compliance Officer at AJ Fox Compliance.In this role, you will be responsible for handling a broad range of compliance, conflicts, and AML issues, including the opportunity to handle escalations from...

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

We are looking for a skilled Risk and Compliance Analyst to support our team at AJ Fox Compliance in ensuring compliance with relevant regulations. This is a hybrid role with three days based in the office and two days working from home.The successful candidate will have 1 year of experience working in professional services, including at least 6 months of...

About the RoleAJ FOX COMPLIANCE is seeking a highly skilled Senior Risk and Compliance Counsel to join their team in London. This is a unique opportunity for a qualified lawyer to contribute to the management and smooth operation of the firm.The ideal candidate will have 5 years of risk-focused PQE and extensive knowledge of legal/regulatory compliance...

Job DescriptionWe are delighted to partner with a top-tier global hedge fund seeking a Compliance Risk Specialist to form part of the compliance team.About the RoleThis is a unique opportunity for a detail-oriented and proactive professional who thrives in a fast-paced, data-driven environment. As a key member of the compliance team, you will act as a bridge...