Financial Governance Expert
3 weeks ago
We are seeking a Financial Governance Expert to join our London compliance team and support our day-to-day operations.
Main Responsibilities- Design and implement a comprehensive compliance monitoring program.
- Support the Head of Compliance in developing a compliance framework.
- Ensure Senior Managers and Certification Regime compliance, including recordkeeping and certification processes.
- Monitor MiFID 2 research and corporate access.
- Maintain best execution monitoring records.
- Coordinate trade release processes.
- Expert network chaperoning and gift/entertainment monitoring.
- Compile and update Know Your Customer (KYC) materials.
- A minimum of 5 years of experience in compliance within asset management.
- Experience across multiple asset classes.
- Preferably experienced with both FCA and SEC regulators.
- Able to work in a fast-paced environment and build strong relationships.
We are a multi-strategy hedge fund with circa $10 billion AUM. As a leading player in the industry, we offer a dynamic and challenging environment where you can grow professionally and collaboratively.
Our estimated salary range for this role is £70,000 - £90,000 per annum, depending on experience.
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Financial Risk Governance Expert
6 days ago
London, Greater London, United Kingdom Bruin Financial Full timeJob Title: Financial Risk Governance ExpertWe are seeking a seasoned Financial Risk Governance Expert to join our team in London. This is an excellent opportunity for a strategic thinker to take on a challenging role in financial risk management.About the RoleThis is a senior-level position responsible for developing and implementing effective risk...
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Financial Governance Expert
4 weeks ago
London, Greater London, United Kingdom Royal College of Physicians Full timeWe are seeking a Financial Governance Expert to join our Finance & Resources Board at the Royal College of Physicians. In this role, you will play a critical part in shaping the financial strategy of our organisation and ensuring its effective implementation.Your primary responsibility will be to provide expert guidance on financial governance, budgeting,...
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Financial Services Governance Expert
6 days ago
London, Greater London, United Kingdom Fire Financial Services Limited Full time**About the Role:**We are seeking a talented Financial Services Governance Expert to oversee our risk and compliance operations in London. This role requires a deep understanding of regulatory requirements and the ability to implement strategies that drive compliance and risk management excellence.**Responsibilities include:Managing risk and implementing...
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Financial Governance Expert
4 weeks ago
London, Greater London, United Kingdom Quilter plc Full timeJob OverviewQuilter plc, a leading provider of financial advice and investments, is seeking a Financial Governance Expert to join their team. This role involves delivering regulatory oversight to appointed representative firms, ensuring effective governance and risk management practices.
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Financial Governance Expert
3 weeks ago
London, Greater London, United Kingdom HARRIS HILL Full timeJob Title: Financial Governance ExpertAbout Harris Hill:Harris Hill is a renowned human rights foundation based in central London, seeking a highly skilled Financial Governance Expert to oversee all financial operations.Estimated Salary:£80,000 - £110,000 per annum, depending on experience.Job Description:The successful candidate will be responsible for...
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Treasurer and Financial Governance Expert
3 weeks ago
London, Greater London, United Kingdom Business & Human Rights Resource Centre Full timeNorth Korea is a UK-based charity dedicated to supporting North Koreans in their journey to freedom.Job DescriptionWe're seeking a Treasurer and Financial Governance Expert to join our team and help drive our organisational growth.As Treasurer, you'll be responsible for:Developing and implementing our financial strategyMaintaining strong financial control...
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Financial Governance Lead
3 weeks ago
London, Greater London, United Kingdom cer Financial Full timeAs a Financial Governance Lead at cer Financial, you will play a critical role in ensuring strong governance and regulatory compliance. Based in Central London, this opportunity offers a dynamic and collaborative environment with a flexible hybrid working model.About the RoleThis is an excellent opportunity for someone to join our team as a Risk Management...
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Financial Governance Expert
3 weeks ago
London, Greater London, United Kingdom Westfield Full timeCompany Overview:">Westfield is a dynamic and innovative company, committed to excellence in all aspects of our business.Job Description:">As a Financial Governance Expert at Westfield, you will play a critical role in ensuring the effectiveness of our internal controls over financial reporting.Responsibilities:">Chair the Financial Reporting Oversight Group...
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Financial Governance Expert
3 weeks ago
London, Greater London, United Kingdom HDI Full timeJob DescriptionThe ideal candidate will have over 5 years of experience in financial governance, with a strong background in insurance regulatory reporting and taxation matters. As a key member of the finance leadership team, you will be responsible for ensuring effective control and robust governance structures over all financial data being submitted to...
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Financial Governance Expert
2 weeks ago
London, Greater London, United Kingdom NFP People Full timeWe are seeking a Financial Governance Expert to join our Board of Trustees. As Chair of the Finance, Risk and Audit Committee, you will be responsible for overseeing the charity's financial strategy and ensuring sound commercial and business acumen.The successful candidate will have a passion for mental health service provision and public protection. You...
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Financial Regulation and Governance Expert
6 days ago
London, Greater London, United Kingdom Jobs via eFinancialCareers Full timeWe are seeking a Financial Regulation and Governance Expert to join our team in ensuring we maintain high standards of financial regulation and governance.Your key responsibilities will include:Developing and maintaining comprehensive knowledge of regulatory requirements and guidance.Collaborating with colleagues on implementing regulatory changes and...
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Financial Governance Expert
3 weeks ago
London, Greater London, United Kingdom GIB Asset Management Full timeJob DescriptionWe are seeking a highly qualified Financial Governance Expert to join our team at GIB Asset Management in London.This role involves measuring, monitoring, and reporting credit risk, with a focus on enhancing automation of operational tasks and producing periodic credit risk reports.The successful candidate will have 5-7 years of credit risk...
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Financial Systems Governance Expert
2 weeks ago
London, Greater London, United Kingdom Archer Daniels Midland Full timeAbout the RoleWe are seeking a highly skilled Financial Systems Governance Expert to join our team at Archer Daniels Midland. As a key member of our financial governance team, you will play a crucial role in ensuring the accuracy and efficiency of our financial data management processes.The successful candidate will have extensive experience in SAP financial...
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Financial Data Governance Expert
2 months ago
London, Greater London, United Kingdom Avature Full timeFinancial Data Governance ExpertWe are seeking a highly experienced Financial Data Governance Expert to join our team in London. As a seasoned professional, you will be responsible for providing consultative solutions to clients and prospects to address their data management requirements.The ideal candidate will have a deep understanding of data management...
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Local Government Financial Expert
4 weeks ago
London, Greater London, United Kingdom LB RICHMOND UPON THAMES & LB WANDSWORTH Full timeWe are seeking a talented Local Government Financial Expert to join our team at LB Richmond upon Thames and LB Wandsworth.The successful candidate will be responsible for managing a high-performing team who deliver financial support to service managers and oversee budget management within both adults and children's service directorates.This role involves...
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Financial Governance Expert
3 weeks ago
London, Greater London, United Kingdom Westfield Full timeJob SummaryWestfield is seeking a highly skilled Financial Governance Expert to join our team. In this role, you will be responsible for ensuring the accuracy and reliability of financial reporting, as well as driving business improvement through effective internal controls.The successful candidate will have a proven track record of working in a risk-based...
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Financial Services Governance Expert
3 weeks ago
London, Greater London, United Kingdom Page Personnel Full time**Financial Services Governance Expert Role**We are seeking a highly skilled Financial Services Governance Expert to join our team at Page Personnel. As a compliance expert, you will be responsible for assisting the Compliance team in ensuring our client adheres to legal standards and internal policies.The ideal candidate will have a strong understanding of...
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Financial Governance Expert
3 weeks ago
London, Greater London, United Kingdom Orion Group Full timeOrion Group Job OpportunityWe are excited to offer an opportunity for a Financial Governance Expert to join our team at Orion Group. This role is focused on managing and mitigating risks within the project controls team.About the Role:This position involves working closely with project managers to identify and assess risks.You will develop and implement risk...
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Financial Governance Expert
1 month ago
London, Greater London, United Kingdom Exchange Street Claims ltd Full timeKey Responsibilities:As a Financial Governance Expert at Exchange Street Claims ltd, you will be responsible for working directly with advisers and directors, collaborating with the Business Assurance team, and ensuring great variety in your daily tasks. You will also manage relationships with a panel of firms, plan and structure your diary as needed, meet...
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Governance Expert
3 weeks ago
London, Greater London, United Kingdom CHARITY PEOPLE Full timeWe are seeking a seasoned Governance Expert to join our client's Audit & Risk Committee. As a key member of this team, you will play a critical role in ensuring the organisation operates at the highest ethical and financial standards.About the Role:Provide strategic oversight and governance to safeguard the integrity and reputation of our client.Review...