Compliance Governance Associate

1 month ago

London, Greater London, United Kingdom Lewis Row Recruitment Full time

Job Title: Senior Compliance Officer

Job Description:

We are seeking a highly skilled Senior Compliance Officer to join our team at Lewis Row Recruitment. The ideal candidate will have a strong understanding of the current European and UK legal AML framework and be able to analyze and use initiative to identify compliance risks.

Main Responsibilities:

  • Dealing with new client matters and being responsible for the more complex matters, including liaising with fee earners on the requirements for escrow agreements.
  • Reviewing AML compliance and liaising with fee earners to ensure that outstanding information is requested.
  • Undertaking conflict check analysis, identifying legal and commercial conflicts.
  • Undertaking PEP, Sanctions and background checks as required.
  • Maintaining registers including process agency matters, gifts and hospitality, data protection, PEPs and enhanced risk matters.
  • Dealing with ad hoc queries, including requests for reopening files and background/company checks.
  • Training new joiners as appropriate (secretaries, trainees and Business Functions employees).
  • Providing mentoring and training support for the Junior Compliance Officer.
  • Supporting the Director of Risk & Compliance with projects, updating policies and procedures, and tasks associated with the introduction of new regulations/legislations.

Requirements:

  • A working knowledge of the current European and UK legal AML framework.
  • Ability to analyze and use initiative.
  • Training and mentoring skills.
  • Intapp Open experience is of benefit.
  • As well as the usual good organisational and communication skills.

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