Senior Compliance Officer
3 weeks ago
Our client, a leading Global Quantitative Hedge Fund, is seeking a Senior Compliance Officer to join their advisory-focussed team. This role will be equivalent to a Senior Vice President or Director-level position.
Key Responsibilities:
- Provide regulatory advice on business queries and conduct regulatory analysis on new regulations.
- Lead market abuse surveillance and assist in the delivery of compliance training.
- Support financial crime matters and undertake ad hoc project work as required.
Ideal Background:
- Experience of trading compliance advisory within global markets or hedge funds is highly desirable.
- Knowledge of fixed income products is a plus.
About Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services.
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Compliance Officer
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Compliance Officer
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London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that offers a unique opportunity to work with a boutique wholesale bank.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist...
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London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...
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2 months ago
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1 month ago
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