Compliance Director

2 days ago


Greater Bournemouth Area, United Kingdom AJ FOX COMPLIANCE Full time
Job Summary

We have an exciting opportunity for a Risk Compliance Manager to join our dynamic team at AJ FOX COMPLIANCE in Bournemouth.

This role is ideal for a seasoned compliance professional with directly related experience working within a large law firm or legal department.

  • Main Responsibilities:
  • Supervise various compliance professionals to ensure best practice standards are upheld.
  • Handle complaints and complex compliance queries.
  • Ensure key documentation, overview spreadsheets, and various policies are regularly updated.
  • Assess and update the central risk register to produce a monthly review for the COLP and COFA.
  • Stay up to date with relevant legislative changes and ensure internal processes reflect them.
  • Oversee general and new-joiner compliance training firm-wide where necessary.
  • Assist the COLP and COFA in compliance investigations.
  • Handle the monthly file review process, delegating tasks and reviewing trends/patterns of concern to address.

The ideal candidate has exceptional organisational, problem-solving, and interpersonal skills with a keen eye for detail and proficiency in Microsoft Office. A commercial-focused approach, with a strong initiative and ability to manage time effectively, is vital.

Estimated Salary: £60,000 - £80,000 per annum.

Requirements
  • Directly related experience working within a large law firm or legal department.
  • Exceptional organisational, problem-solving, and interpersonal skills.
  • Proficiency in Microsoft Office.
  • A commercial-focused approach with a strong initiative and ability to manage time effectively.

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