Compliance Director
2 days ago
We have an exciting opportunity for a Risk Compliance Manager to join our dynamic team at AJ FOX COMPLIANCE in Bournemouth.
This role is ideal for a seasoned compliance professional with directly related experience working within a large law firm or legal department.
- Main Responsibilities:
- Supervise various compliance professionals to ensure best practice standards are upheld.
- Handle complaints and complex compliance queries.
- Ensure key documentation, overview spreadsheets, and various policies are regularly updated.
- Assess and update the central risk register to produce a monthly review for the COLP and COFA.
- Stay up to date with relevant legislative changes and ensure internal processes reflect them.
- Oversee general and new-joiner compliance training firm-wide where necessary.
- Assist the COLP and COFA in compliance investigations.
- Handle the monthly file review process, delegating tasks and reviewing trends/patterns of concern to address.
The ideal candidate has exceptional organisational, problem-solving, and interpersonal skills with a keen eye for detail and proficiency in Microsoft Office. A commercial-focused approach, with a strong initiative and ability to manage time effectively, is vital.
Estimated Salary: £60,000 - £80,000 per annum.
Requirements- Directly related experience working within a large law firm or legal department.
- Exceptional organisational, problem-solving, and interpersonal skills.
- Proficiency in Microsoft Office.
- A commercial-focused approach with a strong initiative and ability to manage time effectively.
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