Regulatory Compliance Expert
1 day ago
Société Générale de Surveillance SA seeks an experienced Regulatory Compliance Expert to join our team. As a key member of our Compliance Service Unit, you will be responsible for ensuring compliance with regulatory requirements and mitigating reputational risk.
About the RoleThe ideal candidate will have a strong background in wholesale banking activities, with a broad scope of exposure to financial products, particularly derivatives. They should possess excellent analytical and communication skills, as well as the ability to work effectively in a fast-paced environment.
Key Responsibilities- Provide proactive compliance advice and guidance to stakeholders on DFA Title VII, UK EMIR, and UK SFTR regulations.
- Oversee complaint handling investigations and ensure effective resolution.
- Contribute to the assessment of compliance risk within SG SA/SGLB for DFA title VII requirements and SGIL for UK EMIR/SFTR rules.
- Raise awareness among staff on compliance risk relating to those regulations through effective communication and training.
- Minimum 5 years of experience in the financial services industry covering wholesale banking activities.
- Broad scope of exposure to financial products, particularly derivatives.
- Ability to analyze and interpret data and information.
- Flexible and adaptable, with good IT literacy.
We offer a competitive salary range of £60,000 - £80,000 per annum, depending on experience, as well as a comprehensive benefits package.
-
Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeRole OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.
-
Regulatory Compliance Expert
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
-
Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...
-
Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
-
Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...
-
Regulatory Compliance Specialist
1 day ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
-
Compliance Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...
-
Compliance Risk Management Expert
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
-
Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...
-
Strategic Compliance Officer
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...
-
Regulatory Affairs Strategist
6 days ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
-
Compliance Director
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
-
Compliance Technical Expert
6 days ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeJob Title: Compliance Technical ExpertVixio Regulatory Intelligence is seeking a Compliance Technical Expert to oversee the development of a forthcoming Vixio technical compliance solution. As part of this expansion, the successful candidate will collaborate with internal and external stakeholders to design, develop, and launch a premium technical compliance...
-
Compliance and Regulatory Expert
6 days ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob Description:">AJ Fox Compliance is seeking a highly skilled AML Compliance Associate to join their legal team in London. As a key member of the Compliance team, you will be responsible for supporting the team in all their legal and regulatory duties.">Key Responsibilities:">">Perform risk assessments at client onboarding and during updates of CDD...
-
UK Regulatory Expert
7 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: UK Regulatory ExpertSalary Range: £90,000 - £120,000 per annumJob Description:We have been retained by our client, a growing international payments business with an exciting vision, to find a Head of UK Compliance to help drive forward their expanding business.Key Responsibilities:Reviewing and analysing regulatory changes and new rules from the...
-
Compliance Advisory Expert
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...
-
Compliance and Regulations Expert
1 day ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeKey ResponsibilitiesDevelop and implement regulatory strategies for food and feed products to ensure compliance with UK, EU and international regulationsWork closely with product development teams to ensure that products meet all relevant regulatory requirementsMonitor changes in legislation and regulatory requirements and update compliance protocols...
-
Compliance Regulatory Expert
7 days ago
London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full timeJob DescriptionWe are seeking a highly skilled Compliance Regulatory Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Compliance Regulatory Expert will be responsible for providing expert advice on regulatory matters related to compliance risk management, financial regulations, and corporate governance. This role will...
-
Regulatory Compliance Specialist
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...