Financial Promotions Compliance Specialist
4 weeks ago
Role Overview & Purpose
Opportunity to join a leading financial services business using your expertise in Financial Promotions regulations and broader conduct and compliance to ensure Financial Promotions are compliant and customer-focused. The role holder will also collaborate with Marketing and Product teams, develop guidance, perform quality assurance, and deliver training as well as making sure you're keeping up to date with developments and best practices in the financial promotions regulatory space. The role can be home based with 2 office days per month.
Key Responsibilities
- Oversee the review and approval of financial promotions across customer journeys to ensure they are compliant with internal policies and standards and FCA and ASA rules and regulations.
- Review and approve claims about products to ensure they deliver good customer outcomes, are clear, fair and not misleading and adequately substantiated.
- Work in an agile way to ensure business needs are considered as part of the financial promotions' approval process.
- Identify enhancements and improvements to financial promotions to make it more efficient and effective.
- Collaborate with Marketing and Product teams to ensure their marketing controls are designed and operating effectively and identifying failures and improvements.
Personal Attributes & Experience
- Strong knowledge of the FCA handbook, particularly relating to financial promotions, and CAP Advertising Codes and associated guidance.
- Experience of working in a regulated entity, having been responsible for reviewing and approving financial promotions to ensure they are compliant with the relevant rules and regulations.
- A good understanding of industry risk standards and practices.
- Resilience, adaptability, and comfortable working in a fast-paced environment.
At MERJE Ltd, we are committed to providing a supportive and inclusive work environment that allows our employees to thrive. If you are a motivated and experienced professional looking for a new challenge, we encourage you to apply for this exciting opportunity.
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