Compliance Officer for Global Investment Manager

Job Purpose:To assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities. In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best...

As a leading asset manager operating globally, Robeco combines the best of both worlds: global reach and ambitions with our headquarters in Rotterdam. Our team has strong links with academia, driving innovative quantitative and sustainability investing strategies. We offer an informal office atmosphere that fosters growth and performance.We are seeking an...

Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...

Maldon Partners seek a skilled Senior Compliance Officer (VP) for a 15-month maternity cover position at a leading Global Alternative Investment Manager in London.The firm has a significant presence, managing c$50bn across four main business areas: Private Equity, Real Estate, Absolute Return Hedge Funds, and Credit Management.This opportunity is ideal for...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

About the Role: As a Junior Compliance Surveillance Officer at AXA Investment Managers, you will be working closely with the Global Compliance Investment Transversal Business Process team. Your primary responsibility will be to assist in the design, implementation, and reporting of transactional surveillance activities. This includes conducting market...

Job DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...

Maldon Partners is a global alternative investment manager seeking a Senior Compliance Officer (VP) to cover maternity leave for 12-15 months. The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, Absolute Return Hedge Funds, and Credit Management.The successful candidate will work directly with the Chief Compliance Officer to...

The Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

{"Job Title": "Compliance Manager", "Job Overview": "We are seeking a Compliance Manager to join our team at AXA Investment Managers. This is a critical role that will involve managing compliance advisory teams and providing senior compliance advice to our UK entities.", "Key Responsibilities": "Manage a team of 5 direct reports, providing guidance and...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Investment Managers. As a Compliance Manager, you will play a critical role in ensuring that our investment management activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide accurate and timely advice and training to our UK...

Job DescriptionPacific Investment Management Co. is a leading investment manager that provides active fixed income solutions to clients globally. We are seeking a Compliance Officer to join our EMEA team in London and play a key role in maintaining a best-in-class Compliance program across PIMCO's EMEA operations.Key Responsibilities Oversee the testing and...

About the RoleWe are seeking a highly skilled and experienced Lead Quantitative Research Manager to join our team at a Top-Tier Global Investment Bank.Company OverviewThe award-winning global long-short equity manager has a superb track record of consistently outperforming equity markets over a cycle. They follow a rigorous fundamental research process,...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

About JupiterJupiter is a leading investment management company with a strong presence in the UK and globally. With over 500 employees and £51.4 billion in assets under management, we provide investment services to individual and institutional investors through various channels.Our company culture emphasizes the importance of active, healthy lifestyles, and...

About the RoleWe are seeking a Compliance Manager to join our team at AXA Investment Managers. This is an exciting opportunity for a Compliance professional to work in a dynamic and fast-paced environment.Key ResponsibilitiesThe Compliance Manager will be responsible for providing regulatory expertise and guidance to our investment teams. This will...

Job Summary We are seeking a highly skilled Compliance Senior Manager to join our team at AXA Investment Managers. As a key member of our Compliance Department, you will be responsible for managing the compliance advisory team and providing expert advice on regulatory matters to our investment management business. Key Responsibilities Manage a team of...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer - Investment Expert to join our team in London. As a key member of our global legal team, you will provide strategic, creative, and commercial transaction support and advice across a broad range of credit investment...