Compliance Manager

2 weeks ago


Glasgow, Glasgow City, United Kingdom IDEX Consulting Full time
About IDEX Consulting

IDEX Consulting is a young, dynamic, and growing business at an early stage in its development. We are looking for a skilled Compliance Manager - Wealth Planning to join our team and contribute to our success. As a Compliance Manager, you will play a crucial role in ensuring that our advice is of the highest quality and delivered by well-trained Advisers. This involves overseeing and supervising Advisers, building personalized training plans, and conducting observations and 1-1 meetings. You will also be responsible for maintaining accurate records in line with the firm's T&C plan.

This is a challenging and varied role that requires strong technical knowledge, excellent communication skills, and the ability to build positive relationships with staff. In return, we offer a competitive salary of £60,000 per annum, reflecting your exceptional skills and experience. Additionally, you will have access to ongoing professional development opportunities, enabling you to stay up-to-date with industry developments and advancements.

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