Compliance Support Specialist

3 weeks ago


Horsforth, Leeds, United Kingdom Bartlett Group Full time

About the Role: Bartlett Group is looking for an experienced Paraplanner to join our team in Horsforth, Leeds. As a key member of our financial planning department, you will provide high-quality technical support and analysis to our Independent Financial Advisers.

Job Summary:

  • Provide comprehensive financial planning advice to private and corporate clients
  • Prepare written reports and recommendations for clients
  • Support our team of Advisers with research and administrative tasks

Key Responsibilities:

  1. Analyse client objectives and circumstances to identify holistic financial planning needs and opportunities
  2. Undertake high-quality technical research and administrative tasks to support our team of Advisers
  3. Bespoke fund and portfolio research on clients' existing portfolios
  4. Carry out whole of market research for non-CIP products and solutions
  5. Liaise closely with Compliance, external technical support, provider contacts etc.
  6. Develop company templates, processes, and procedures along with participating in ad-hoc projects as and when required
  7. Prioritise and self-manage your own workflow to ensure deadlines are met, keeping Advisers up to date with progress

Requirements:

  • Diploma qualified (any targets to progress beyond this will be fully supported by the company)
  • Strong literacy and numerical abilities are critical
  • A professional, driven, client-centric approach
  • Previous Paraplanning experience within an independent firm
  • In-depth knowledge of pensions, investments, and protection within both private and corporate client wealth management advice

Benefits:

  • Competitive salary: £35,000 - £45,000 per annum
  • Enhanced pension contributions (5% employee, 7% employer)
  • Private healthcare
  • Income protection
  • Wellbeing allowance (for use towards health and lifestyle costs)
  • 25 days annual leave + bank holidays (+ option to buy/sell up to 5 additional days)
  • Volunteer days
  • Annual salary reviews
  • Frequent social events
  • CII membership and funded study


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