Compliance Risk Manager
15 hours ago
A forward-thinking law firm seeks a seasoned professional to oversee and implement robust risk management practices. This includes ensuring adherence to legal and regulatory requirements, including those set out by the Solicitors Regulation Authority (SRA), while driving the firm's compliance strategy.
The ideal candidate will have strong legal knowledge, attention to detail, organisational abilities and IT proficiency for effective compliance management. They should be proactive, approachable and confident, fostering trust while staying updated on legal developments and best practices.
Responsibilities:
- Regulatory Oversight: Stay updated on SRA regulations, GDPR and AML standards while managing risk processes and maintaining records of breaches, claims and complaints
- Policies & Training Management: Regularly review policies, deliver compliance training and conduct audits to ensure adherence to standards
- Certification & Panel Management: Support certification renewals, manage panel memberships and circulate compliance updates to enhance staff awareness
Qualifications & Experience:
- Qualified solicitor preferred but not essential
- Proven experience in a similar compliance role is mandatory
- Experience with the SRA or a regulatory body is advantageous
Salary: £50,000 - £65,000 per annum
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