Compliance Risk Management Specialist
2 days ago
At Capital One, we're building a leading information-based technology company that prioritizes transformation and growth. As a Compliance Business Partner, you'll be an integral part of our team, supporting the UK Card business in managing compliance risk effectively.
Key Responsibilities
- Partner with Process Managers to ensure they understand their Legal and Regulatory obligations and key elements of Capital One's Compliance Management Policy.
- Perform Control Reviews to ensure compliance risks are well managed.
- Provide Compliance Advice on identifying, assessing, measuring, responding, and managing compliance risks.
- Identify and advise on compliance risk for new Business initiatives.
- Support the First Line in developing strong controls to strengthen the effectiveness of the compliance control environment.
Requirements
- Experience working within financial services with an interest in undertaking risk and control assessments.
- Previous experience in a Compliance or Risk Management function.
- Excellent communication and interpersonal skills, integrative thinking, and problem-solving abilities.
- A passion for using risk management as a competitive advantage to drive tangible improvements in compliance risk understanding and management.
What We Offer
- High performers can expect strong and diverse career progression through our training programmes.
- Immediate access to core benefits including a pension scheme, bonus, generous holiday entitlement, and private medical insurance.
- Flexible benefits such as season-ticket loans, cycle to work scheme, and enhanced parental leave.
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