Regulatory Reporting Specialist

1 month ago


London, Greater London, United Kingdom caia - Jobboard Full time
Regulatory Reporting Specialist

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets.

Our Regulatory Operations team oversees PIMCO's MiFID II trade and transaction reporting obligations for our London and Munich offices. We take a data-centric approach to solving complex regulatory challenges, utilizing vended and internally built controls that utilize technology to the fullest, to drive continuous improvement and stay at the forefront of the industry on regulatory reporting best practice.

As a Regulatory Reporting Specialist, you will be responsible for daily validation of high volume and broad product range of transactional data to European regulators (FCA and BaFin) as required by MiFID II. You will also troubleshoot and resolve daily reporting exceptions to meet tight regulatory deadlines.

Key Responsibilities:

  • Daily validation of high volume and broad product range of transactional data to European regulators (FCA and BaFin) as required by MiFID II.
  • Troubleshoot and resolve daily reporting exceptions to meet tight regulatory deadlines.
  • Oversee daily reconciliation tools and processes built for ensuring completeness, accuracy, and timeliness of reported data.
  • Maintain and update key static reference data including client, counterparty, venue, and internal decision maker identifiers.
  • Coordination with Middle Office, Trade Floor, Legal, Compliance, Technology, key external vendor systems, and other teams as necessary.
  • Identify anomalies and patterns within our reporting data.
  • Contribute to the creation of new requirements within the global regulatory change book-of-work.


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