Compliance and Financial Crime Specialist

1 month ago

London, United Kingdom Broadgate Full time

At Broadgate, we are seeking an experienced Compliance and Financial Crime Specialist to fulfill the statutory obligations of the 'Nominated Officer' as SMF17 and MLRO.

The successful candidate will assist with the transition of any 1LoD responsibilities from 2LoD to the First Line, ensuring compliance with AML staff training obligations, and manage the Financial Crime Function.

Key responsibilities will include preparing and presenting the MLRO annual report, receiving and assessing all internal Suspicious Activity Reports (SARs) with onward reporting to the National Crime Agency (NCA) when required, and constantly developing and maintaining policies and procedures of the AML/CTF framework in line with evolving statutory and regulatory obligations.

Key Requirements:

  • To fulfill the statutory obligations of the 'Nominated Officer' as SMF17 and MLRO.
  • Assist with the transition of any 1LoD responsibilities from 2LoD to the First Line.
  • Ensure compliance with AML staff training obligations.
  • Manage the Financial Crime Function.
  • Prepare and present the MLRO annual report.
  • Receive and assess all internal Suspicious Activity Reports (SARs) with onward reporting to the National Crime Agency (NCA) when required.
  • Constantly develop and maintain policies and procedures of the AML/CTF framework in line with evolving statutory and regulatory obligations.

Why this role?

This is an excellent opportunity to join our team at Broadgate and contribute to our mission of delivering high-quality services. If you are passionate about Compliance and Financial Crime, we would love to hear from you.

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