Senior Governance Professional

2 days ago


West Midlands Combined Authority, United Kingdom Bell Cornwall Full time

Bell Cornwall Recruitment is proud to partner with a thriving, national law firm that is expanding its operations. The firm is seeking a Senior Governance Professional to join their team in Edgbaston, Birmingham.

About the Opportunity:

This is an excellent chance for a compliance professional to take on a challenging role and contribute to the growth and success of the organization. As a Senior Governance Professional, you will be responsible for ensuring compliance with regulatory requirements, including Anti-Money Laundering (AML) regulations.

Key responsibilities include developing and implementing a standardized approach to delivering and documenting operational services, ensuring effective management and governance of Davisons Law compliance across all offices. You will also serve as the primary contact for professional indemnity insurers, handling claims, maintaining records, and conducting investigations.

Additionally, you will oversee safety management in accordance with established policies, ensuring a safe working environment for all employees. You will provide regular updates and reports on compliance status to senior management, including timely notifications of non-compliance issues.

Key Responsibilities:
  • Standardized Approach: Establish a uniform method for delivering and documenting operational services to ensure effective management and governance of Davisons Law compliance across all offices.
  • AML Compliance: Ensure full compliance with AML regulations at all offices, maintaining accurate records and conducting thorough investigations as needed.
  • Professional Indemnity Insurers: Serve as the primary point of contact for professional indemnity insurers, handling claims, maintaining records, and conducting investigations.
  • Safety Management: Oversee safety management in accordance with established policies, ensuring a safe working environment for all employees.
  • Compliance Reporting: Provide regular updates and reports on compliance status to senior management, including timely notifications of non-compliance issues.
  • Escalated Complaints: Assist in managing escalated complaints with the SRA or Legal Ombudsman, serving as Liaison Officer during SRA inspections.
Requirements:

To succeed in this role, you must have:

  • Extensive experience in compliance management within a law firm or heavily regulated environment.
  • In-depth knowledge of SRA processes.
  • Superior communication skills with a proactive nature.
  • Ability to review processes and conduct workshops.
  • Flexibility to travel into the office 5 days a week.
Estimated Salary:

We estimate the salary for this position to be around £45,000 - £55,000 per annum, depending on experience.

Bell Cornwall Recruitment is an equal opportunities employer and welcomes applications from candidates with diverse backgrounds and experiences.



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