Trade Compliance Expert

Job Title: Trade Surveillance ExpertCompany Overview:As a leading securities firm in the City, we are seeking an experienced Trade Surveillance Expert to join our Compliance Professionals team. This role is critical in ensuring our firm's compliance with regulatory requirements and maintaining a risk-based approach to surveillance activities.Salary: £80,000...

About the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...

About Sayari:We are a counterparty and supply chain risk intelligence provider trusted by government agencies, multinational corporations, and financial institutions.Our mission is to enhance visibility into global commercial and financial networks using open data. We unite curiosity, expertise, and passion for finding novel approaches to complex...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

We are seeking a highly motivated Tax Compliance Expert to join our team at Sovos Compliance. In this role, you will be responsible for managing client relationships and ensuring that our clients receive exceptional service.About the RoleThe Tax Compliance Expert will work closely with clients to understand their unique needs and develop customized solutions...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...

Job OverviewThis Compliance Manager position is a great opportunity for someone who wants to work in a dynamic trading environment and contribute to the growth of our company.As a key member of our compliance team, you will be responsible for ensuring adherence to regulatory requirements and providing expert guidance on UK compliance matters.Main...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

Compliance RoleWe are seeking an experienced Compliance Manager to join our London-based team. The ideal candidate will have a strong background in regulatory compliance and a deep understanding of risk management principles and practices.Responsibilities:Develop and deliver compliance monitoring frameworks and programmes.Conduct transaction monitoring and...

Are you a seasoned risk management professional looking for a new challenge? Do you have a passion for electronic trading and regulatory compliance?We are seeking a Global E-Trading Compliance Expert to join our team at Barclays UK. The successful candidate will have extensive experience in risk management, regulatory compliance, and electronic trading.About...

Job OverviewAJ FOX COMPLIANCE is seeking a highly skilled Compliance Expert to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of Anti-Money Laundering (AML) and counter-terrorist financing, and familiarity with AML databases.This role requires the ability to work effectively in a team...

About the Role:This is an exciting opportunity for a Compliance expert to join our growing organization and take on a leadership role in ensuring compliance with relevant regulations. The successful candidate will oversee compliance with beneficial ownership and other trade reporting rules, prepare and submit filings with international regulators, and...

Job DescriptionThe Trade Compliance Officer will work closely with our clients to ensure that all customs requirements are met. This includes preparing and submitting export and import documentation, as well as providing expert advice on trade compliance matters.

**Job Overview**We are seeking a highly skilled Compliance Training Expert to join our team at Compliance Professionals. This is an excellent opportunity for someone with experience in Training and Competence, Consumer Duty, and risk management.The successful candidate will be responsible for providing ongoing assessment of adviser competence, conducting...

Aj Fox Compliance is looking for an International Compliance Expert to join our team as a Senior Conflicts Analyst in our London office.Responsibilities:Develop and implement effective conflicts resolution strategies, working closely with compliance teams to identify potential conflicts and provide expert analysis.Liaise with firm-wide staff on conflicts...

**About Us**B&H Worldwide (Holdings) Limited is the global aerospace logistics industry leader, recognized as the world's Best in Class Global Aerospace Logistics Company by The Global Institute of Logistics. We aim to be the most respected and entrusted leader in global aerospace logistics.We are seeking an exceptional candidate for a challenging role that...