Chief Compliance Officer for Retail Investments

Job Title: Chief Compliance OfficerOur client, a leading international banking organization, is seeking a highly skilled Chief Compliance Officer to join their team on a permanent basis.Key Responsibilities:Ensure all managers fulfill their responsibilities and oversee the implementation of compliance policies and procedures.Develop and maintain policies and...

About the RoleTantrum Investments is seeking an experienced Chief Legal Officer to lead our legal function and drive legal excellence across private equity transactions, fund formations, and regulatory compliance.Key ResponsibilitiesDevelop and execute the firm's legal strategy to align with business objectives.Lead legal aspects of private equity...

Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...

Job Title: Chief Legal OfficerAt Tantrum Investments, we are seeking a highly experienced Chief Legal Officer to lead our legal function in an evolving regulatory landscape. The successful candidate will play a pivotal role in safeguarding the legal interests of the firm, providing strategic guidance to our executive team, and ensuring compliance with...

Job SummaryMason Blake is a leading investment management boutique seeking an experienced Chief Compliance Officer to join their team. This is a rare opportunity for a seasoned professional with a strong background in compliance and operations to take on a senior leadership role.About the RoleThe successful candidate will be responsible for overseeing...

Compliance Monitoring Manager RoleWe are seeking a skilled Compliance Monitoring Manager to join our client for a 6-12 month assignment. The successful candidate will be responsible for:Developing monitoring programmes and conducting initial workEvaluating findings and recommending control and procedural changesEnsuring compliance with procedures and...

Maldon Partners is seeking a seasoned Compliance Officer to assume a 12-15 month maternity cover role for a Global Alternative Investment Manager based in Mayfair. The firm has a significant presence in the market with c$50bn in assets under management.The ideal candidate will have a strong background in generalist compliance, with experience in the buy-side...

Compliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

Unlock Long-Term Growth with Our OCIO TeamAs an Executive Director in our Outsourced Chief Investment Office (OCIO) team, you will play a pivotal role in driving the continued long-term growth of our business in the UK, Europe, and Middle East. With over 15 years of experience and $70 billion in assets under supervision, our OCIO team brings deep expertise...

About Caxton Investments LLP:Caxton Associates, a global trading and investment firm, was founded in 1983. With offices in London, New York, New Jersey, Monaco, and Singapore, the company manages client and proprietary capital through global macro hedge fund strategies. Assets are traded in various global markets and instruments.The firm's portfolio...

Job Title: Chief Compliance Officer - Surveillance and ControlsLocation: London, GBWe are seeking a dynamic and experienced individual to lead our Surveillance and Controls Unit. As Chief Compliance Officer, you will be responsible for developing, implementing, and overseeing a robust monitoring and surveillance program to detect and prevent potential...

Chief Compliance OfficerMERJE Ltd is seeking a seasoned Chief Compliance Officer to join their team in London. This critical hire will play a pivotal role in maintaining regulatory standards and fostering a culture of compliance across the business.Key Responsibilities:Provide comprehensive compliance advisory support to fund managersMaintain and update...

Job Title: Chief Compliance OfficerMerje Ltd is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for providing broad compliance advisory support to our fund managers.Key Responsibilities:Develop and maintain a comprehensive compliance program that meets...

Job Description: At BestForexBonus, the Chief Investment Risk Officer will oversee and challenge risk assessments performed by operational units, ensuring the effectiveness of mitigating controls. This role involves formulating and monitoring key risk indicators (KRIs) and key performance indicators (KPIs), producing and distributing relevant management...

Role SummaryFaraday Technology Group Limited seeks a skilled professional to lead its capital raising efforts and drive strategic growth. As the Chief Investment Officer, you will establish and maintain partnerships with financial institutions, venture capital firms, and other investors to secure funding for the company's projects.Key Responsibilities1....

Job Title: Deputy Chief Financial Officer - Portfolio ManagementOur client, a Single Family Office, is seeking an experienced Deputy Chief Financial Officer to join their finance department in London. The ideal candidate will have a strong background in portfolio investments and finance management, with a proven track record of delivering high-quality...

About the RoleWe are seeking a highly skilled Chief Financial Officer to join our team at Retail Insights. As a key member of our leadership team, you will be responsible for developing and implementing our financial strategy, ensuring the financial health and stability of our organization.Key Responsibilities:Develop and manage our annual budget and...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

Job SummaryRipple is seeking an experienced Chief Compliance Officer to manage and enhance our Global Compliance team in the United Kingdom. This role will focus on operationalizing Ripple's United Kingdom AML/CTF and sanctions program, including working closely with the Regulatory Compliance team on local license applications.About YouWe're looking for a...