Senior Financial Services Specialist

3 weeks ago


Ellesmere Port, Cheshire, United Kingdom Bond Rec Full time

About Bond Rec:

We are an international provider of financial services with offices in strategic global locations. We are seeking a Senior Financial Services Specialist to work from our Head Offices in Ellesmere Port. Our client has long term, fixed fee contracts with a number of well-known international actuarial and pension trustee firms, to advise former UK pension members, now resident overseas, in respect of enhanced transfer value offers being made available to them.

Key Skills and Knowledge:

  • Technical knowledge and qualifications (e.g. QCA Level 4 exams) or equivalent
  • Detailed knowledge and understanding of our compliance procedures including record keeping requirements
  • Provision of advice to clients in a compliant manner as detailed in our compliance manual and procedures

Responsibilities:

  • Comply with the Financial Services and Markets Act 2000, the FCA Statements of Principle & Code of Practice for approved persons and the relevant FCA rules at all times
  • Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times
  • Keep up to date with all relevant product, legislative and technical changes
  • Provide financial review services to existing clients in a timely manner and in accordance with our procedures
  • Prospect and contact potential clients in accordance with our business plan and supervisor's guidance
  • Ensure sufficient client information obtained and analyse information gathered
  • Undertake sufficient product and market research
  • Ensure suitable recommendations are made
  • Ensure all supporting documentation is maintained
  • Ensure a current statement of professional standing (SPS) is held at all times
  • Attain and maintain level of competence as required by the firm
  • Maintain all standards of performance as required by the firm

Qualifications:

A competitive salary and bonus package is on offer for the successful candidate.



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