Current jobs related to Head of Compliance Monitoring - London, Greater London - Eames Consulting
-
Compliance Monitoring Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...
-
Compliance Monitoring Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...
-
Senior Compliance Monitoring Associate
7 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our collegiate and dynamic compliance Monitoring team. Reporting to the Senior Compliance Assurance Manager, duties will include:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities...
-
Compliance Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...
-
Head of Compliance and MLRO
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...
-
Global Head of Compliance
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...
-
Head of Compliance Monitoring
2 weeks ago
London, Greater London, United Kingdom MERJE Ltd Full timeAt MERJE Ltd, we are seeking a highly skilled Head of Compliance Monitoring to join our team. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct...
-
Head of Compliance and Risk Management
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Compliance and Risk Management
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Senior Compliance Monitoring Associate
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...
-
Senior Compliance Monitoring Associate
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...
-
Senior Compliance Monitoring Associate
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...
-
Senior Compliance Monitoring Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...
-
Senior Compliance Monitoring Associate
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team. The ideal candidate will have at least two years of experience in compliance monitoring, with a focus on wealth management and retail financial services.Key Responsibilities:Deliver high-quality compliance monitoring activities and...
Head of Compliance Monitoring
2 months ago
Eames Consulting is seeking a seasoned Compliance professional to lead our Compliance Monitoring team. As Head of Compliance Monitoring, you will be responsible for reviewing and streamlining our existing processes and designing and implementing new initiatives to improve performance in the compliance monitoring space. This is a 6-month contract with a day rate of around £800 per day (Inside IR35). You will be based in London and South West England, with some travel expected. Key responsibilities include thematic monitoring and oversight distribution, as well as managing teams focused on compliance monitoring. We are looking for a senior contractor with experience in financial services, compliance monitoring, and thematic monitoring and oversight distribution. If you have a strong background in compliance and are looking for a challenging contract role, please apply.