Compliance Advisory Lead

Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...

Compliance Advisory Manager OpportunityWe are seeking a Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The role involves reviewing operational SOPs, suggesting amendments and enhanced controls, and advising the business on regulatory interpretation.Key Responsibilities:Review and enhance...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Description:We are seeking a highly experienced Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The successful candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Summary: We are seeking a highly experienced Compliance Advisory Manager to assist on a new project with a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key...

Job Description:At Interpath Advisory, we are seeking a highly skilled Restructuring Advisory Specialist to join our team. As a key member of our department, you will work closely with our team of experts to provide high-quality services to our clients facing financial distress.Key Responsibilities:Draft reports for presentation to company management and...

Compliance Advisory Role at Broadgate **Job Summary** We are seeking a highly skilled Compliance Advisory Professional to support our Investment Management business based in the M4 Corridor. **Key Responsibilities:** * Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group. *...

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

Compliance Advisory RoleCurrently recruiting for an AVP level Compliance Advisory professional with experience working in FICC to join a Tier 1 Investment Bank. This is an exciting opportunity to join a market leading business and team, and to further develop your career in this space.Key ResponsibilitiesPrevious experience in compliance advisory within...

At Danos Group, we are seeking an experienced Compliance Advisory professional to join our team. The ideal candidate will have a strong background in compliance advisory within Investment Banking, with a focus on FICC products. This is an exciting opportunity to work with a market-leading business and further develop your career in this space.Key...

About the Role:We are seeking an experienced Tax Compliance and Advisory Lead to join our team at Aviva plc. As a key member of our Lloyd's market team, you will be responsible for leading tax compliance and advisory work, with a focus on the Lloyd's market.Key Responsibilities:Preparation of Lloyd's sub-group corporation tax returnsOversight of tax risk and...

At MUFG Bank, Ltd, we are seeking a highly skilled Compliance Advisory Expert to join our team. In this role, you will be responsible for providing advisory coverage across all Private Side businesses, including the Investment and Corporate Banking teams, Capital Markets, Transaction Banking, and Structured Solutions.Main Responsibilities:Provide advisory...

Job DescriptionRole OverviewThe Money Laundering Reporting Officer (MLRO) plays a critical role in ensuring FRP's compliance with Anti-Money Laundering (AML) regulations. This position is responsible for overseeing the firm's AML compliance framework, ensuring that all professional services offered meet legal and regulatory requirements.Main...

Job Title: Money Laundering Compliance SpecialistFRP Advisory is seeking a highly skilled Money Laundering Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring our firm's adherence to Anti-Money Laundering (AML) regulations and industry guidelines.Main Responsibilities:Develop and maintain...

Job OpportunityWe are seeking a highly skilled Compliance Advisory professional to join our team at Danos Group. The ideal candidate will have experience working in FICC and a strong understanding of markets regulation.Key ResponsibilitiesProvide compliance advisory services to our FICC businessDevelop and maintain knowledge of FICC products and markets...

Job OpportunityWe are seeking a highly skilled Compliance Advisory professional to join our team at Danos Group. The ideal candidate will have experience working in FICC and a strong understanding of markets regulation.Key ResponsibilitiesProvide compliance advisory services to our FICC businessDevelop and maintain knowledge of FICC products and markets...

Compliance Advisory RoleAbout the OpportunityMUFG Bank, Ltd is seeking a highly skilled Compliance Advisory professional to join our team in London. As a key member of our Compliance Advisory team, you will play a critical role in providing regulatory advice to our bank and securities business activities in EMEA.Main ResponsibilitiesProvide advisory coverage...

Compliance Advisory RoleMUFG Bank, Ltd is seeking a highly skilled Compliance Advisory professional to join our team in London. As a key member of our Compliance Advisory team, you will play a critical role in providing regulatory advice to our bank and securities business activities in EMEA.Main Responsibilities:Provide advisory coverage across all Private...

Compliance Advisory RoleMUFG Bank, Ltd is seeking a highly skilled Compliance Advisory professional to join our team in London. As a key member of our Compliance Advisory team, you will play a critical role in providing regulatory advice to our bank and securities business activities in EMEA.Main Responsibilities:Provide advisory coverage across all Private...

Job Title: Money Laundering Reporting OfficerFRP Advisory is seeking a highly skilled Money Laundering Reporting Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring our firm's adherence to Anti-Money Laundering (AML) regulations and industry guidelines.Main Responsibilities:Develop and maintain a...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Investment Managers. As a Compliance Manager, you will play a critical role in ensuring that our investment management activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide accurate and timely advice and training to our UK...