Compliance Expert

6 days ago

London, Greater London, United Kingdom Kroo Full time

About Kroo Bank

We're a cutting-edge fintech company with a big vision: to be the first bank that's both trusted and loved by our customers. Our mission is to help people take control of their financial future, achieve their goals, and make a positive impact on the planet.

We believe in doing what's right, always. That's why we act with integrity, transparency, and honesty. We think big, dream big, and relentlessly pursue our goals. And we do it all together as a team.

The Financial Crime Advisory Officer will play a crucial role in managing and executing financial crime compliance and monitoring programs, updating policies and procedures, and providing expert advice on financial crime matters. This role requires a deep understanding of UK regulations and best practices, and the ability to translate this knowledge into actionable insights and strategies for the bank.

Responsibilities

  1. Deliver expert guidance and support to the First Line of Defence (1LOD) on financial crime best practices and regulatory developments.
  2. Manage and execute financial crime compliance and system monitoring programs to ensure the bank's activities adhere to UK regulatory requirements.
  3. Update and maintain financial crime policies and procedures, ensuring alignment with UK regulations, including the FCA handbook, POCA, TACT, and JMLSG guidelines.
  4. Assist in delivering comprehensive business-wide risk assessments, country risk assessment, and other risk assessments in line with regulatory expectations.
  5. Manage and progress follow-up actions to enhance the bank's control framework, ensuring that financial crime risks are appropriately mitigated.
  6. Enhance and produce financial crime-related management information and dashboards, utilizing tools such as Lightdash and Excel.
  7. Provide regular reports and updates to senior stakeholders and executive committees, ensuring they are informed of the bank's financial crime risk profile.
  8. Deliver financial crime gap analysis, identifying areas for improvement and ensuring that the bank remains compliant with evolving regulations.
  9. Conduct regular horizon scanning to stay ahead of emerging financial crime risks and regulatory changes.
  10. Produce summary papers and briefings for senior stakeholders and executive committees, providing insights into the potential impact of new regulations and industry trends.
  11. Work closely with 1LoD, Compliance, Legal, Risk, and other teams to ensure a coordinated approach to financial crime risk management.
  12. Foster a culture of compliance and awareness across the bank, ensuring all staff understand their roles in mitigating financial crime risks.

What We Offer

  • A highly competitive salary of £60,000 - £80,000 per annum, depending on experience.
  • Generous holiday time: 25 days annual leave, 8 bank holidays, 1 Kroo bank holiday (June 24th), and 1 day off during the week of your birthday.
  • Personal days: We know that life can be unpredictable, so we offer 3 personal days to use as needed.
  • Employer-sponsored volunteer program: We're passionate about giving back to our community, and we support our employees in doing the same with up to 4 hours per month of employer-sponsored volunteer time.
  • Mental health support: We care about the mental health of our team members and offer access to Spill, our mental health support partner.
  • Workplace pension: We want you to feel secure about your future, so we offer a workplace pension with a 5% employee contribution and a 3% employer top-up.
  • Learning and development: After 1 year of service, you'll have access to £500 from the Kroo Learning Fund to invest in your career development.
  • Top-notch equipment: We provide top-of-the-line equipment necessary for smooth hybrid work, including a MacBook laptop. Additionally, we also offer support in establishing your home office by contributing towards your setup if required.
  • Modern office: When you're in the office, you'll enjoy access to our modern, bustling workspace in Central London.
  • Cycle to Work scheme: We encourage sustainable transportation with our Cycle to Work scheme.
  • Electric Car scheme: We're committed to reducing our carbon footprint, and our Electric Car scheme makes it easy for our employees to do the same.
  • Enhanced parental leave: We know that family comes first, and we offer an enhanced parental leave policy to support our employees in starting and growing their families.
  • Room for growth: As a fast-paced, high-growth start-up, we're dedicated to providing our employees with room to grow and excel.
  • You get full healthcare for you and your nuclear family via Vitality.

Hybrid Working

We offer flexible working arrangements to allow for a better work-life balance. Our office is a great resource when used effectively, but we also understand the importance of remote work.

Diversity and Inclusion

We're committed to fostering a diverse and inclusive workplace where everyone feels valued and respected. We believe that diversity is essential for driving innovation and success, and we strive to create an environment where everyone can thrive.

  • Compliance Advisory Expert

    1 day ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

  • Compliance Expert

    4 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

  • Compliance Risk Management Expert

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

  • Regulatory Compliance Expert

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

  • Compliance Expert

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....

  • Compliance Expert: Shaping Global Risk Management

    1 week ago

    London, Greater London, United Kingdom Compliance Wise Full time

    We are seeking an experienced Compliance professional to lead our global Compliance function at Compliance Wise, a leading international law and professional services firm. This is an exciting opportunity for an accomplished compliance expert with a background in the legal and/or professional services sector to shape our risk management strategy and drive...

  • Strategic Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

  • Compliance Operations Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...

  • Financial Compliance Expert

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

  • Compliance Director

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

  • Compliance Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

  • Compliance Expert

    1 week ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    A compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...

  • Compliance Expert Professional

    5 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...

  • Compliance Risk Expert

    4 days ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job SummaryWe are seeking a highly skilled Senior Risk and Compliance Analyst to join our AJ Fox Compliance team. This is an exciting opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including Anti-Money Laundering (AML) and conflicts management.The ideal candidate will have a...

  • Compliance and Regulatory Expert

    4 days ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job Description:">AJ Fox Compliance is seeking a highly skilled AML Compliance Associate to join their legal team in London. As a key member of the Compliance team, you will be responsible for supporting the team in all their legal and regulatory duties.">Key Responsibilities:">">Perform risk assessments at client onboarding and during updates of CDD...

  • Risk Management and Compliance Expert

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:We are seeking an experienced AML and Financial Crime Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for managing the financial crime compliance programme, including AML, ABC, Sanctions Compliance, and Criminal Finances Act.Key Responsibilities:Working within the EMEA Financial Crime Team...

  • Senior Compliance Advisory Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Summary: We are seeking a highly experienced Compliance Advisory Manager to assist on a new project with a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key...