Senior Regulatory Lead for Financial Markets
4 weeks ago
ING is a global financial institution that empowers people to stay ahead in life and business. Our purpose is to enable our customers, communities, and employees to thrive in an ever-changing world.
Job DescriptionAs Senior Regulatory Lead for Financial Markets, you will play a crucial role in ensuring the bank's compliance with regulatory requirements. You will lead the UK Front Office (FO) Supervision & Conduct Risk Office and drive the implementation of FO control & conduct requirements within FM UK.
The ideal candidate will have 10+ years of experience in Front-office Financial Markets and/or Regulatory Affairs/Advice and/or Compliance. They should have a strong background in Financial Markets, knowledge of Compliance & Financial Markets (first and second line of defence), and be able to bring fresh ideas to life in a fast-changing and complex regulatory environment.
We are looking for a proactive and self-motivated individual who can work independently, think and act out of the box. Excellent interpersonal skills and a highly collaborative personality are essential for this role.
In this position, you will have the opportunity to contribute to ING's vision of empowering people to stay ahead in life and business. We champion self-reliance and foster a collaborative and innovative culture.
Key Responsibilities- Partner with the Financial Markets business by providing regulatory support, insights, and advice focused on the UK, with global alignment.
- Lead the UK Front Office (FO) Supervision & Conduct Risk Office and drive the implementation of FO control & conduct requirements within FM UK.
- Interpret regulatory issues (Financial Markets related) and develop solutions in their area of expertise to protect ING, ING FM, and its business interests.
- Maintain an interest in developing knowledge of non-financial risk (NFR) Management governance and processes and translate NFR requirements into day-to-day FM practices.
- 10+ years of experience in Front-office Financial Markets and/or Regulatory Affairs/Advice and/or Compliance.
- Strong background in Financial Markets.
- Knowledge of Compliance & Financial Markets (first and second line of defence).
- Strives to bring fresh ideas to life in a fast-changing and complex regulatory environment.
We offer a competitive salary package, including benefits such as a comprehensive health insurance plan, a pension scheme, and generous annual leave entitlement.
The estimated salary for this role is £90,000 - £120,000 per annum, depending on experience.
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