Head of Compliance and Regulatory Affairs Specialist

4 days ago


London, Greater London, United Kingdom Simmons & Hanbury Full time

Job Title: Head of Compliance and Regulatory Affairs

About the Role:

We are seeking a highly experienced and skilled Head of Compliance and Regulatory Affairs to join our team at Simmons & Hanbury, a multi-strategy hedge fund based in the UK.

Key Responsibilities:

  • Act as the primary point of contact with regulatory bodies and exchanges, ensuring effective communication and compliance.
  • Develop and implement a robust regulatory compliance framework, ensuring adherence to FCA and NFA rules.
  • Provide regulatory advice and guidance across the business, ensuring a culture of compliance.
  • Lead and develop a UK-based compliance team, overseeing multiple business lines and ensuring seamless operations.

Requirements:

  • Proven experience in compliance and regulatory affairs, with a strong understanding of FCA and NFA rules.
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with regulatory bodies and internal stakeholders.
  • Strong leadership and management skills, with the ability to develop and motivate a high-performing team.
  • Ability to work in a fast-paced environment, with a strong attention to detail and ability to prioritize tasks effectively.


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