Compliance Officer
3 weeks ago
AJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to oversee the development and implementation of risk management and compliance policies, controls, and procedures within our organization.
Key Responsibilities:- Analyse systems to ensure compliance with best practice and regulatory standards.
- Oversee risk and compliance management strategies and programs to ensure alignment with organizational goals.
- Investigate compliance issues and provide recommendations for improvement.
- Advise on compliance matters, including CDD, conflicts of interest, GDPR, and AML.
- Lead risk assessment training for the wider team and ensure a solid understanding of quality standards.
- Liaise with external compliance partners, regulators, and auditors to ensure compliance with regulatory requirements.
A confident communicator with excellent IT, analytical, and organizational skills will excel in this role. Prior experience in a risk and compliance role at a law or professional services firm is desirable, but not essential. A solid understanding of quality standards and prior experience in a managerial position would be advantageous to this role.
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong organizational skills and the ability to work effectively in a fast-paced environment.Key Responsibilities:Monitor and assess compliance with regulatory...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong organizational skills and the ability to work effectively in a fast-paced environment.Key Responsibilities:Monitor and assess compliance with regulatory...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that offers a unique opportunity to work with a boutique wholesale bank.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that offers a unique opportunity to work with a boutique wholesale bank.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...
