Compliance Officer

1 week ago


Kettering, Northamptonshire, United Kingdom Refuel Talent Full time
{"title": "Compliance Administrator", "description": "Key Responsibilities

As a Compliance Administrator, you will work closely with the Compliance Manager and other key stakeholders to deliver the key elements of the compliance assurance activities. Your primary focus will be on providing accurate and timely management information, including commentary on key regulatory subjects.

Main Duties:

  • Assist in implementing and reviewing policies, procedures, and processes necessary to meet Financial Conduct Authority Consumer Credit obligations and Data Protection requirements.
  • Maintain and update Financial Services and Data Protection policies and procedure documents.
  • Conduct compliance-related activities to ensure authorization to conduct Consumer Credit business activities in the UK.
  • Provide regular management information on assurance findings and associated remediation plans to the management team and key stakeholders.
  • Assist in delivering compliance regulatory training programs, including introductory training for new employees and ongoing training for all employees and managers.
  • Monitor the performance of the compliance assurance program and recommend steps to improve its effectiveness.
  • Recommend corrective action plans for resolution of problematic issues.
  • Assist with and manage compliance projects as part of the overall Compliance Monitoring Plan.
  • Develop and maintain effective relationships with internal stakeholders, regulatory bodies, and other relevant third parties.
  • Collaborate with other departments to investigate and resolve compliance issues.
Requirements

To be successful in this role, you will need:

  • A level of experience working in a compliance function within Financial Services or an FCA-approved Consumer Credit firm.
  • Awareness of key FCA topics, including customer vulnerability, consumer duty requirements, and SYSC requirements.
  • Excellent written and verbal communication skills.
  • Strong IT skills, including Microsoft Office.
  • Project management and organizational skills.
  • Ability to travel (estimated 25% of working time).

About Refuel Talent

We are a company that values our employees and provides a great salary and benefits package.

", "lang_code": "en-US"}
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