Compliance Risk Specialist

1 month ago

Gillingham, Kent, United Kingdom KHR - Recruitment Specialists Full time
Operational Risk and Compliance Role

Type: Permanent
Hours: 2 or 3 days, 15 to 20 hours per week
Salary: Up to £15k per annum

KHR - Recruitment Specialists is seeking an experienced part-time Operational Risk and Compliance professional to join their broking team. This role will play a crucial part in safeguarding the integrity and efficiency of their operations.

Key Responsibilities:
  • Ensure strict compliance with regulatory requirements
  • Proactively identify areas for improvement
  • Audit Preparation and Execution
  • Compliance and Internal Controls Management
  • Audit Documentation and Communication
  • Management Reporting and Compliance
  • Complaint Response and Resolution
  • Regulated Agents List Management
  • Conduct Risk Reporting and Analysis
  • Continuous Learning and Professional Development
  • Department and Organizational Enhancement
  • Additional Duties as Required
Requirements:

The ideal candidate will have a background in broking or auditing and hold a Cert CCI. Initially, the role will be based in the office, with the option to transition to hybrid work after a certain period.

At KHR - Recruitment Specialists, we take pride in representing our candidates effectively. Please ensure your CV is up-to-date, well-formatted, and free of errors before submission. If you wish to highlight specific qualifications or experience, please include a cover letter or preface page.

KH Recruitment Ltd is acting as an Employment Agency in relation to this vacancy.

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