Financial Planning Professional
3 days ago
Cavendish Maine is a reputable financial planning firm dedicated to delivering high-quality, comprehensive advice to individuals, families, and businesses.
Job Description:
We are seeking an experienced Paraplanning Specialist to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our clients receive excellent service and that all deadlines are met.
Key Responsibilities:
- Collaborate closely with the MD and team of highly qualified Advisers to deliver exceptional client outcomes.
- Produce review documents and suitability reports, utilizing your technical expertise to ensure accuracy and quality.
- Conduct research using relevant tools to identify suitable products and services for our clients.
- Contribute to and adhere to the Company Central Investment Proposition, ensuring alignment with regulatory requirements.
- Prepare and finalize all relevant technical paperwork for presentation to clients by Advisers.
- Maintain regular communication with Providers, Advisers, Clients, and Administrators to facilitate seamless business operations.
- Ensure registers and logs are up-to-date and reviewed on a regular basis.
- Tackle client issues proactively, aiming to achieve satisfactory resolutions.
- Stay informed about legislative changes, attending seminars and meeting with consultants to enhance your knowledge and skills.
- Develop and implement effective compliance procedures, working closely with colleagues and the Compliance Officer to maintain regulatory standards.
Requirements:
To succeed in this role, you should possess:
- Prior experience as a Paraplanner, preferably within the financial industry.
- Excellent technical knowledge across various areas, including financial planning and regulation.
- Familiarity with Microsoft Office applications (Word, Excel, Outlook) and industry-specific software systems like Cashcalc and FE Analytics.
What We Offer:
- A competitive salary of circa £40,000, commensurate with experience.
- An attractive benefits package, including 25 days of annual leave plus bank holidays.
- Parking facilities available on site.
- Access to a comprehensive pension scheme and death-in-service benefit.
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