Regulatory Compliance Transformation Specialist

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Regulatory Affairs Specialist - Chemical Compliance ExpertWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on chemical regulatory compliance and ensuring that our clients' products meet the necessary regulatory...

We are seeking a talented Regulatory Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role offers a fantastic opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team consisting of a compliance assistant, senior compliance lawyer, and the new head of risk who is also...

We are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a crucial role in ensuring our clients' regulatory risk and compliance needs are met.Key responsibilities will include:Drafting, monitoring, and advising on compliance policies and proceduresHandling...

Job OpportunityWe are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. This role offers a unique opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team of experts.Key Responsibilities:Draft, monitor, and advise on compliance policies and...

Job OpportunityWe are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. This role offers a unique opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team of experts.Key Responsibilities:Draft, monitor, and advise on compliance policies and...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

Key ResponsibilitiesThis role is focused on providing expert regulatory advice and guidance to clients within the chemical regulatory science consultancy. Key responsibilities include leading physical/chemical properties/analytical methods and method validation for plant protection products.Key SkillsPhD / MSc in chemistry or similar subjectKnowledge and...

Compliance Professionals is seeking a Compliance Monitoring Manager to join their team in London. The ideal candidate will have prior experience in regulatory compliance, audit, or risk function, and a strong understanding of the applicable regulatory framework, including Conduct Risk and other relevant FCA sourcebooks. The role will involve driving...

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

Regulatory Affairs Specialist OpportunityWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our Regulatory Affairs and Risk Assessment division, you will play a crucial role in ensuring compliance with EU 1107/2009 regulations for plant protection products.Your primary responsibilities will...

Job Title: Technology Regulation / Assurance SpecialistNetwork IT is currently recruiting for a Technology Regulation / Assurance Specialist to join a financial services client of ours on a 12-month initial contract.This is a key role with our banking client, who are currently undergoing a lot of modernisation activity within their technology areas. You...

Regulatory Affairs Career OpportunityVRS Regulatory is seeking a highly skilled Regulatory Affairs Specialist to join our team in delivering regulatory services related to chemistry and analytical methods for plant protection products.Key Responsibilities:Provide regulatory advice to clients on substance and product registrations strategies.Review phys-chem...

Key Responsibilities:Manage a portfolio of plant protection products in specific geographical territoriesDevelop regulatory strategy for the product portfolio in your territoryPrepare and review regulatory submissionsWork with the in-house regulatory science team to produce technical dossier sections and risk assessmentsSubmit regulatory applications and...

Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...

Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...