Senior Regulatory Risk Management Leader
23 hours ago
The Senior Regulatory Risk Management Leader will provide leadership in establishing, directing, and executing the strategy for Audit's operations in the UK. This role is responsible for overseeing the execution of audit work in alignment with industry standards, regulatory requirements, and quality standards.
This position requires a minimum of 10 years as a lead UK auditor in Financial Services, GSIB experience preferred. The ideal candidate will have demonstrated experience evaluating operational business functions for a multi-jurisdictional financial services company.
Key Responsibilities:- Evaluate and recommend improvements to the design and operating effectiveness of State Street's global risk management, control, and governance processes.
- Collaborate with the Corporate Audit leadership team responsible for the business-aligned audits in the planning and execution, as applicable, to the audits of the UK business lines in accordance with the Standards for the Professional Practice of Internal Auditing promulgated by the Institute of Internal Auditors and expectations of local regulators.
- Develop required internal audit strategies and plans that address and evolve with the applicable risk facing activities within the legal entities and business areas.
- Build and maintain effective relationships with the regulators at the UK's Financial Conduct Authority and Prudential Regulation Authority.
- A competitive salary of £120,000 - £180,000 per annum, depending on experience.
- A comprehensive benefits package including health insurance, pension scheme, and annual leave.
- An opportunity to work with a leading financial services company and contribute to its success.
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Senior Risk Management Leader
3 weeks ago
London, Greater London, United Kingdom MERJE Ltd Full timeJob Title: Senior Risk Management LeaderAbout the Role: MERJE Ltd is seeking a skilled Senior Risk Management Leader to join our team. This role involves ensuring bank compliance with regulatory requirements and identifying potential risks.Main Responsibilities:Develop and maintain prudential risk management frameworks.Ensure adherence to regulatory...
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Regulatory Risk Management Associate
4 weeks ago
London, Greater London, United Kingdom undisclosed Full timeAbout Us:Northern Trust is a leading global financial institution that has been in operation since 1889. We are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role/ Department:The Regulatory Risk Management team is responsible for governing frameworks and accountability...
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Risk Management Leader
4 weeks ago
London, Greater London, United Kingdom MERJE Ltd Full timeJob Overview: MERJE Ltd seeks a highly skilled Risk Management Leader to oversee risk and compliance aspects for our leading insurance company. This role requires strategic decision-making and ensuring regulatory adherence.Key Responsibilities:Manage risk and compliance across group companies, holding key responsibilities under the Senior Management...
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Regulatory Affairs Strategist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...
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Regulatory Affairs Strategist
3 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Senior Fraud Risk Management Leader
2 weeks ago
London, Greater London, United Kingdom Wise Full timeJob OverviewWe're seeking an experienced Senior Fraud Risk Management Leader to join our team at Wise. As a leader in financial crime risk management, you'll be responsible for developing and leading a second line team to provide constructive challenge and oversight of risks and controls across the wider financial crime domain.About YouYou'll have extensive...
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Digital Security Risk Manager
3 weeks ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeRole OverviewThe Medicines and Healthcare Products Regulatory Agency is seeking a highly skilled Cyber Security Risk Lead to join its Digital and Technology Group. This full-time, permanent opportunity will be based in the UK, with a minimum of 40% on-site working hours to enable collaboration and stakeholder engagement.About the RoleThis key position will...
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Strategic Risk Management Leader
3 weeks ago
London, Greater London, United Kingdom Michael Page (UK) Full timeAbout Our ClientMichael Page (UK) is a global leader in professional recruitment services. With over 5,000 professionals across the globe, we deliver top-tier services to clients worldwide.We are currently seeking an experienced Strategic Risk Management Leader to join our team.Job Description:Serve as a strategic partner to senior management and...
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Regulatory Risk Governance Expert
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust CorporationAs a globally recognized financial institution, we provide innovative financial services to the world's most successful individuals, families, and institutions. With over 130 years of experience, our team serves clients using leading technology and exceptional service.Job OverviewWe are seeking a Regulatory Risk Management...
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Regulatory Risk Manager
3 weeks ago
London, Greater London, United Kingdom Middlesex Partnership Full timeMiddlesex Partnership, a leading overseas bank in the City, seeks an approved SMF16/SMF17 to head up their team with potential for Chief of Compliance role.Key Responsibilities:Identify and manage regulatory risk and financial crime vulnerabilities.Ensure systems and internal controls measure and manage risks effectively.Provide an in-house compliance...
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Senior Compliance Leader for Global Operations
3 weeks ago
London, Greater London, United Kingdom Hays Senior Finance Full timeCompany OverviewThe company has a diverse product portfolio, spanning various household essentials. With operations in over 120 countries and a global workforce of more than 50,000 employees, they aim to deliver high-quality products that transform homes.Job DescriptionAs the Senior Ethics and Compliance Director for EMENA, you will play a pivotal role in...
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London, Greater London, United Kingdom Ark Workplace Risk Full timeCompany Overview: Ark Workplace Risk is a leading multi-disciplinary fire, health and safety consultancy that has experienced rapid growth due to its position as a thought leader in the industry.Salary: £50,000 - 55,000 per annum, with an uncapped OTE of up to £90,000.Job Description: As a Senior Business Development Manager, you will be responsible for...
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Regulatory Risk Manager
4 weeks ago
London, Greater London, United Kingdom JPMorganChase Full timeFirmwide Resiliency Team Lead RoleWe are seeking an experienced and motivated professional to lead our Firmwide Resiliency Team. As a key member of this team, you will play a crucial role in addressing complex challenges in the financial services industry, including regulatory interest and emerging threats.This opportunity will allow you to make a...
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Regulatory Risk Management Strategist
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeNorthern Trust Corporation, a leading global financial institution, seeks a highly skilled Regulatory Risk Management Specialist to join our team in driving compliance excellence. As a key member of the Regulatory Risk Management team, you will play a critical role in governing frameworks and accountability models that understand current regulatory...
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Regulatory Risk Manager
3 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeAbout Close Brothers GroupClose Brothers Group is a leading UK merchant banking group providing lending, deposit taking, wealth management services and securities trading. Our purpose is to help the people and businesses of Britain thrive over the long term.We remain focused on markets and services we know and understand, developing leading positions and...
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Operational Regulatory Risk Manager
3 weeks ago
London, Greater London, United Kingdom Harrison Holgate Full timeHarrison Holgate is seeking a highly skilled Operational Regulatory Risk Manager to join our team. This role will be based in the Global Insurance and Reinsurance Broker's Specialty division.Job OverviewThe successful candidate will have significant experience of operationalising regulatory requirements and changes, with a strong understanding of governing...
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Risk Management Leader
3 weeks ago
London, Greater London, United Kingdom TD Bank - London Branch Full timeWe are seeking a skilled Risk Management Leader to join our team at TD Bank in London. This role is an excellent opportunity for individuals who are passionate about risk management and want to make a meaningful contribution to the bank's success.Job OverviewThe Risk Management Leader will be responsible for overseeing the bank's risk management activities,...
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Financial Risk Management Leader
3 weeks ago
London, Greater London, United Kingdom State Street Full timeAbout State Street Global AdvisorsState Street Global Advisors is the asset management arm of State Street Corporation, one of the world's leading providers of financial services to institutions. Our clients rely on us to help them manage risk, respond to challenges, and drive performance and profitability.An Exciting Opportunity for a Financial Risk...
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Strategic Risk Management Executive Leader
4 weeks ago
London, Greater London, United Kingdom Oaktree Capital Management Full timeAbout the Role:We are seeking an experienced Strategic Risk Management Executive Leader to join our Operational Risk Management team at Oaktree Capital Management. This senior leadership role will be responsible for leading the development and implementation of our global Operational Risk Management framework, with a focus on identifying, assessing, and...
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Regulatory Risk Executive
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust Corporation, a Fortune 500 company, is a globally recognized, award-winning financial institution with a rich history dating back to 1889.The company prides itself on providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by adhering to its core...