Head of Compliance and Regulatory Affairs

4 weeks ago


London, Greater London, United Kingdom InterQuest Group Full time £135,000 - £150,000
Position Overview

InterQuest Group is seeking a seasoned Head of Compliance and Regulatory Affairs to spearhead the company’s commitment to regulatory excellence in the FinTech sector. This pivotal role demands a deep understanding of UK financial regulations, including anti-money laundering (AML), Know Your Customer (KYC), and Counter-Terrorist Financing (CTF) protocols.

Main Responsibilities

• Lead the process of obtaining an Electronic Money Institution (EMI) license in the UK, ensuring compliance with all FCA and regulatory requirements.
• Develop and implement risk management strategies in line with regulatory expectations and the company’s business model.
• Leverage technology to automate compliance processes, driving efficiency and accuracy across the board.

Key Requirements

• Proven experience in Compliance, ideally within FinTech or banking.
• Demonstrated success in obtaining an EMI license.
• In-depth knowledge of UK financial regulations, FCA, AML, and KYC processes.
• Strong leadership skills and ability to manage a compliance function in a tech-driven environment.
• Proven ability to drive innovation and automation in compliance processes.

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