Head of Compliance and Regulatory Affairs
4 weeks ago
InterQuest Group is seeking a seasoned Head of Compliance and Regulatory Affairs to spearhead the company’s commitment to regulatory excellence in the FinTech sector. This pivotal role demands a deep understanding of UK financial regulations, including anti-money laundering (AML), Know Your Customer (KYC), and Counter-Terrorist Financing (CTF) protocols.
Main Responsibilities
• Lead the process of obtaining an Electronic Money Institution (EMI) license in the UK, ensuring compliance with all FCA and regulatory requirements.
• Develop and implement risk management strategies in line with regulatory expectations and the company’s business model.
• Leverage technology to automate compliance processes, driving efficiency and accuracy across the board.
Key Requirements
• Proven experience in Compliance, ideally within FinTech or banking.
• Demonstrated success in obtaining an EMI license.
• In-depth knowledge of UK financial regulations, FCA, AML, and KYC processes.
• Strong leadership skills and ability to manage a compliance function in a tech-driven environment.
• Proven ability to drive innovation and automation in compliance processes.
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