Asset Management Compliance Specialist

Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...

At Jupiter Asset Mgmt, we are seeking a skilled Risk Compliance Specialist to join our team in London. This is an excellent opportunity for a professional with experience in asset management to work on regulatory compliance and risk management.Job Description:Review marketing materials and communications to ensure compliance with local regulatory...

Job DescriptionAt Austin Andrew, we are seeking a highly skilled Compliance Specialist - Asset Management to join our team on a one-year fixed term contract. The role will involve ensuring the compliance of asset management activities with relevant regulations and laws.We offer a competitive salary of £60,000 per annum and a hybrid working model that allows...

Are you a compliance professional looking for a new challenge?About the RoleWe are working with Austin Andrew, a leading asset manager based in London, to find a Senior Compliance Professional to join their team. As an Asset Compliance Specialist, you will be responsible for ensuring that all asset management activities are compliant with relevant...

About the JobWe are seeking a Senior Internal Auditor to join our team in Brookfield Asset Management. The successful candidate will be responsible for executing internal audit and advisory engagements at our European portfolio companies.Key Responsibilities:Deliver high-quality audit and advisory services, including planning, fieldwork, and reporting.Draft...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Job SummaryWe are looking for an experienced Asset Management Specialist to specialise in asset class/strategies and contribute towards ongoing efficiency and quality improvement.The ideal candidate will have superior writing, editing and proofreading skills, as well as the ability to focus on small details while maintaining the larger picture.Key...

Job Title: Compliance SpecialistCompany OverviewA leading banking firm seeks a skilled Compliance Specialist to join their team. With a strong global presence, this company offers a dynamic work environment and opportunities for growth.Salary$80,000 - $110,000 per annum, depending on experience.Job DescriptionThe successful candidate will assist in the...

Overview: Principal Asset Management is a global asset manager based in London, operating at the intersection of financial services and technology. Our team builds financial tools that help our customers live better lives. We are committed to making financial security accessible to all and believe in investing in our employees' well-being. We seek a skilled...

Job Title: Land Asset Compliance SpecialistWe are seeking a highly organized and detail-oriented Land Asset Compliance Specialist to join our team. As a key member of our compliance group, you will be responsible for ensuring that our clients' real estate assets are in compliance with all relevant laws and regulations.About the RoleThis is a challenging...

We are seeking an experienced Compliance Specialist to join our team at Austin Andrew in London.The successful candidate will have a proven track record in asset management compliance, with a strong commitment to the duration of the contract.Our ideal candidate will be adaptable to a hybrid working model, with the ability to work effectively in a remote...

At Link Group, we are seeking an experienced Asset Compliance Specialist to join our Entity Compliance and Governance team. This role is a fantastic opportunity for a professional with strong technical entity compliance and corporate governance experience to make a real impact in a dynamic and growing business.The ideal candidate will have a minimum of 2...

About the Role:">We are seeking an experienced Executive Asset Manager to join our team in London. As an Executive Asset Manager, you will play a key role in managing assets and driving business growth.Responsibilities:Conduct market research and analysis to identify new business opportunities.Develop and implement asset management strategies to maximize...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...

About the RoleThe successful Compliance Officer will play a critical role in ensuring our company's marketing and distribution activities comply with regulatory requirements. This is an excellent opportunity to develop your skills and expertise in a dynamic and challenging environment.Key ResponsibilitiesEnsure Regulatory Compliance: Develop and implement...

MERJE Ltd is seeking a highly skilled Mandate Compliance specialist to join their team. This role involves working with a reputable asset manager, responsible for investment restriction coding and controls in the order management system (Charles River). Key responsibilities include managing daily breaches, maintaining a rolling audit program, implementing...

We are currently seeking a talented Asset Management Compliance Specialist to join our team. The successful candidate will be responsible for assisting the Compliance team in ensuring the company adheres to legal standards and internal policies.Job DescriptionTaking control of the 'take on' and risk assessment processes for the firm's portfolio of...

Job TitleWe are seeking a highly skilled Asset Management Associate to support our Global Client Group at Brookfield Asset Management.About the RoleThis is an Associate level opportunity that involves working across all private market asset classes, including Real Estate, Infrastructure, Renewables, and Private Equity. The successful candidate will be...

Merje Ltd is seeking a highly skilled compliance specialist to join their team. The estimated salary for this role is £50,000 - £65,000 per annum.The successful candidate will be responsible for managing investment restrictions and maintaining compliance with regulatory requirements. They will work closely with the portfolio managers and colleagues to...

About the Opportunity:We are seeking an experienced Asset Management Associate Director to join our team in London. As an Asset Management Associate Director, you will be responsible for leading a team of asset managers and driving business growth through strategic planning and execution.Key Responsibilities:Develop and implement asset management strategies...