Risk Control Examiner
2 weeks ago
We are seeking a skilled Risk Control Tester to join our Control Testing Team, providing first-line risk assurance over Operations.
The ideal candidate will complete testing in line with HL's control standards, providing evidence to confirm controls operate effectively.
They will feedback their findings and support business stakeholders to identify actions to remediate and improve control effectiveness where required.
This is a key regulatory role supporting the evidencing of key control operational effectiveness.
Key Responsibilities- Contribute to ensuring the team achieves control testing quotas in line with plan.
- Perform control tests using a defined standard control test methodology.
- Support Control Specialists in thematic reviews across Operations in line with quarterly plans.
- Provide detailed feedback to support improvements in control design and effectiveness.
- Perform analysis of control failures and trends to support managers in Operations to improve control design.
- Identify and escalate risk events/breaches from testing activities.
- Support Operational colleagues in designing new and improving existing controls.
- Experience in financial services is essential.
- Previous Business Continuity or Operational Resilience control testing experience is desirable.
- Able to be objective in approach to work and in feeding back to others.
- Ability to work as part of a small team and create an environment of joined-up thinking.
- Well-organised, able to plan and manage time, re-prioritising tasks where necessary.
- Ability to provide support and assistance to others.
- Ability to multitask and work well under pressure.
- Willingness to challenge own and others' understanding.
- Demonstrable knowledge of HL's products, services, and risk management framework.
- Desire to develop own knowledge and keep abreast of internal developments.
- Strong written and exceptional oral communication skills.
- Understanding of regulatory agenda, particularly Consumer Duty, CASS, GDPR, and DPA.
- Confident to challenge the status quo.
Hargreaves Lansdown is the UK's number 1 investment platform for private investors, based in Bristol.
We offer a range of benefits, including a discretionary annual bonus, 25 days* holiday plus bank holidays, and pension scheme up to 11% employer contribution.
We are an inclusive employer that values diversity in our workforce and encourage applications from all individuals without regard to race, religion, gender, sexual orientation, national origin, disability, or age.
-
Risk Control Specialist
2 weeks ago
Bristol, Bristol, United Kingdom Hargreaves Lansdown Asset Management Limited Full timeAbout the RoleHargreaves Lansdown Asset Management Limited is seeking a highly skilled Risk Control Specialist to join their team. As a Risk Control Specialist, you will play a key role in ensuring the effective operation of key controls within the organization.Key Responsibilities:Contribute to the achievement of control testing quotas in line with the...
-
Forensic Nurse Examiner
4 weeks ago
Bristol, Bristol, United Kingdom University Hospitals Bristol and Weston NHS Foundation Trust Full timeWe are seeking a highly skilled and compassionate Forensic Nurse Examiner to join our team at the Bridge Adult and Paediatric Centre of Excellence SARC. As a Forensic Nurse Examiner, you will be part of a successful trauma-informed multi-disciplinary team providing 24-hour care for individuals who have experienced sexual violence.The service is part of the...
-
Senior Risk Control Specialist
3 weeks ago
Bristol, Bristol, United Kingdom Aviva Full timeAviva seeks a skilled Senior Auditor to join its Internal Audit team. The ideal candidate will have a good understanding of risk and control management, with previous experience in audit or risk assurance roles. Key responsibilities include supporting the delivery of high-quality audit assignments, and collaborating with senior stakeholders to drive outcomes...
-
Forensic Nurse Examiner
4 weeks ago
Bristol, Bristol, United Kingdom University Hospitals Bristol and Weston NHS Foundation Trust Full timeAbout the RoleThe University Hospitals Bristol and Weston NHS Foundation Trust is seeking a highly skilled and compassionate Forensic Nurse Examiner to join their team. As a Forensic Nurse Examiner, you will play a critical role in providing crisis support to individuals who have experienced sexual violence.Key ResponsibilitiesWork alongside Crisis Workers,...
-
Risk Assurance Professional
2 weeks ago
Bristol, Bristol, United Kingdom Lloyds Banking Group Full timeAbout this opportunityWe are seeking a highly skilled Risk Assurance Professional to join our Finance Control Office within Group Finance Risk. As a key member of our team, you will play a crucial role in delivering SOX assurance testing and providing guidance on risk management frameworks.Key ResponsibilitiesDeliver SOX assurance testing across various...
-
Control Tester
4 weeks ago
Bristol, Bristol, United Kingdom Hargreaves Lansdown Asset Management Full timeAbout the RoleHargreaves Lansdown Asset Management is seeking a Control Tester to join our Control Testing Team. The team provides first-line risk assurance over Operations, ensuring key controls are regularly tested to confirm they are designed and operate effectively to manage good client outcomes.The Control Tester role completes testing in line with HL's...
-
Motor Finance Risk and Control Manager
7 hours ago
Bristol, Bristol, United Kingdom Lloyds Banking Group Full timeLloyds Banking Group is hiring a highly skilled Motor Finance Risk and Control Manager to join our team. In this role, you'll be responsible for managing Conduct & Compliance Risk and ensuring that our practices align with regulatory requirements.About the RoleThis is an exciting opportunity for a seasoned professional with expertise in Conduct & Compliance...
-
Senior Project Controls Engineer
1 month ago
Bristol, Bristol, United Kingdom Turner & Townsend Group Full timeSenior Project Controls Engineer - Risk Management SpecialistWe are seeking a highly skilled Senior Project Controls Engineer to join our team in a Defence setting. As a key member of our project delivery team, you will be responsible for identifying, assessing, and prioritizing threats, opportunities, and issues within the project.Key responsibilities...
-
Risk Management Specialist
4 hours ago
Bristol, Bristol, United Kingdom Lloyds Banking Group Full timeAt Lloyds Banking Group, we're looking for a skilled Risk Management Specialist to join our team. As a key member of our Motor Finance department, you'll play a crucial role in developing and implementing effective risk management strategies to support the delivery of customer, business, and strategic outcomes.About the RoleThis is an exciting opportunity...
-
IT Risk and Governance Professional
4 days ago
Bristol, Bristol, United Kingdom Diligenta Full timeAbout DiligentaDiligenta aims to be a top-tier provider of life and pensions administration services, renowned for its exceptional customer service. Our mission is to revolutionize our clients' operations by fostering a culture of positive change and development.Job DescriptionWe are seeking an IT Risk and Governance Analyst to play a pivotal role in our...
-
Finance Risk Specialist
2 days ago
Bristol, Bristol, United Kingdom Lloyds Bank plc Full timeAt Lloyds Banking Group, we're seeking a talented Finance Risk Specialist to join our Finance Control Office in Bristol or Edinburgh.The role offers a perfect opportunity to use your expertise and natural desire for change to help evolve our approach to assurance, including the use of digital tools to support the delivery of our SOX testing.As a Manager...
-
Risk Assurance Leader
2 days ago
Bristol, Bristol, United Kingdom Lloyds Banking Group Full timeAs a Risk Assurance Leader within the Lloyds Banking Group's Finance Control Office, you will play a key role in strengthening our financial control environment and driving forward the Group's SOX assurance testing programme.The ideal candidate will have a passion for understanding risk and control, with experience in delivery of insight, challenge and...
-
Risk Assurance Manager
2 weeks ago
Bristol, Bristol, United Kingdom Lloyds Banking Group Full timeAbout this Opportunity: We are seeking an experienced Risk Assurance Manager to join our Finance Control Office within Group Finance Risk.The successful candidate will be responsible for playing a key role in the delivery of the Group's SOX assurance testing programme, using their expertise to assess control testing assignments across a range of business...
-
Risk Governance Specialist
1 month ago
Bristol, Bristol, United Kingdom NatWest Group Full timeJob SummaryWe are seeking a highly skilled Risk Governance Specialist to join our team at NatWest Group. As a Specialist Business Control Partner, Financial Crime, you will play a vital role in identifying, assessing, and managing risks within our organisation.Key ResponsibilitiesDevelop and implement a robust risk governance framework in line with our...
-
Risk Assurance Specialist
2 weeks ago
Bristol, Bristol, United Kingdom Hargreaves Lansdown Asset Management Limited Full timeJob DescriptionAbout the RoleHargreaves Lansdown Asset Management Limited is seeking a highly skilled Control Panel Test Technician to join our Control Testing Team.Key ResponsibilitiesComplete testing in line with HL's control standards to provide evidence of control effectiveness.Contribute to ensuring the team achieves control testing quotas in line with...
-
Cybersecurity Governance and Risk Expert
3 weeks ago
Bristol, Bristol, United Kingdom Diligenta Full timeDiligenta is committed to delivering best-in-class platform-based life and pensions administration services. We strive to transform our clients' operations by providing exceptional customer service. Our mission is to foster a culture of positive change and development.Role OverviewWe are seeking an IT Risk and Governance Analyst to play a critical role in...
-
Senior IT Systems Risk Specialist
1 month ago
Bristol, Bristol, United Kingdom Lloyds Bank plc Full timeSenior IT Systems Risk SpecialistWe're seeking a Senior IT Systems Risk Specialist to join our team and support the development of our risk specialist centre of excellence. As a key member of our risk management team, you will provide advice to senior leaders and risk owners on their risk appetite decisions, ensuring robust risk management in alignment with...
-
Risk Management Executive
2 days ago
Bristol, Bristol, United Kingdom ExecThread Full timeCompany Overview: ExecThread is a leading financial institution seeking an experienced Risk Management Executive to lead their credit risk strategy and team.Salary: The estimated annual salary for this position is £120,000 - £180,000, depending on experience.Job Description: As the Head of Credit Risk, you will be responsible for developing and...
-
Financial Control Specialist
2 days ago
Bristol, Bristol, United Kingdom Lloyds Banking Group Full timeAbout this OpportunityAs a Financial Control Specialist with Lloyds Banking Group, you will play a key role in strengthening our financial control environment and providing support on risk and control matters across end-to-end business processes. Your expertise will be invaluable in challenging existing approaches and building on the quality of our assurance...
-
Technology Risk Specialist
4 weeks ago
Bristol, Bristol, United Kingdom targetjobs Hired Full timeProgramme OverviewWe are seeking a talented individual to join our team as a Technology Risk Graduate. As a key member of our team, you will work closely with clients to identify and manage technology risks, ensuring their reputation, regulatory compliance, and trust with external stakeholders.Key ResponsibilitiesInteract with clients to understand their...