Compliance and Regulatory Risk Specialist
1 month ago
We are seeking a highly skilled Compliance, Risk and Oversight Officer (CROO) to join our team at Fire Financial Services Limited. The successful candidate will work closely with our Risk and Compliance Officer for our Irish company to ensure compliance with regulatory requirements and maintain primary control functions for our UK operations.
As a key member of our team, the CROO will be responsible for:
- Compliance: Identifying and implementing legislative or policy updates across all regulatory requirements.
- Assurance: Conducting second-line reviews within the business to ensure compliance with policies and reporting findings to management, Audit & Risk Committee, and the Board of Directors.
- Regulatory Engagement: Serving as the primary point of contact with relevant regulators and ensuring timely submission of regulatory reports and SARs.
- Legal: Reviewing and updating customer-facing legal documents, such as terms and conditions and privacy statements.
- Risk Management: Maintaining the Group's Risk Register and leading the Risk & Control Team in assessing, mitigating, and reporting on risk items.
- Oversight: Monitoring the performance of group company outsourced functions in line with Intercompany Agreements.
- Training: Delivering training on data protection and compliance to all staff and directors.
The ideal candidate will possess strong analytical and communication skills, with the ability to produce high-quality outputs and work effectively in a fast-paced environment. If you are a motivated and detail-oriented professional looking to make a meaningful contribution to our team, we encourage you to apply for this exciting opportunity.
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Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
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Risk Governance
1 day ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
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Regulatory Risk Management Specialist
7 days ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewAJ Fox Compliance is seeking a highly skilled Regulatory Risk Management Specialist to join our proactive team.We are an innovative, forward-thinking law firm dedicated to delivering exceptional risk management services. As a key member of our team, you will play a crucial role in ensuring compliance with relevant legal, regulatory, and...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a crucial role in ensuring our clients' regulatory risk and compliance needs are met.Key responsibilities will include:Drafting, monitoring, and advising on compliance policies and proceduresHandling...
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Regulatory Compliance Specialist
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Regulatory Affairs Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...
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Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeKey ResponsibilitiesThis role is focused on providing expert regulatory advice and guidance to clients within the chemical regulatory science consultancy. Key responsibilities include leading physical/chemical properties/analytical methods and method validation for plant protection products.Key SkillsPhD / MSc in chemistry or similar subjectKnowledge and...
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Compliance Risk Management Specialist
1 month ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at AJ Fox Compliance. This role offers a unique opportunity to develop expertise in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is highly valued, along...
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Compliance Risk Management Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleWe are seeking a skilled Compliance Risk Management Specialist to join our AJ FOX COMPLIANCE team in London. This is an exciting opportunity for someone looking to take on a wider role with broader responsibilities and greater exposure to various regulatory functions.Key Responsibilities:Act as a key point of contact for compliance queries,...
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Regulatory Compliance Specialist
6 days ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeAbout LexisNexis Risk SolutionsWe are a data and analytics company with 10,500 colleagues serving customers in more than 150 countries. Our solutions help customers increase productivity, improve decision-making and outcomes, and be more successful.The Regulatory Compliance Specialist will play a key role in developing and maintaining the Regulatory...
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Compliance Risk Specialist
3 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...
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Compliance Director
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
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Compliance Risk Management Expert
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
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Regulatory Compliance Expert
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Regulatory Compliance Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...
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Regulatory Risk Professional
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Regulatory Risk Professional to join our team in the city. As a key member of our compliance function, you will play a critical role in mitigating financial crime risks and ensuring regulatory compliance.Your expertise in AML & Financial Crime, combined with your analytical and problem-solving skills, will enable you to...
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Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeAn exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...
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Regulatory Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...
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Regulatory Risk and Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Klöckner Pentaplast Full timeKlöckner Pentaplast is a leading global provider of innovative packaging solutions, committed to sustainability and quality. We are seeking a highly skilled Regulatory Risk and Compliance Specialist to drive regulatory compliance across our Food Packaging Division and support global product development initiatives.Key Responsibilities:Lead the delivery of...