Compliance and Regulatory Risk Specialist

1 month ago


London, Greater London, United Kingdom Fire Financial Services Limited Full time
Compliance, Risk and Oversight Officer (CROO)

We are seeking a highly skilled Compliance, Risk and Oversight Officer (CROO) to join our team at Fire Financial Services Limited. The successful candidate will work closely with our Risk and Compliance Officer for our Irish company to ensure compliance with regulatory requirements and maintain primary control functions for our UK operations.

As a key member of our team, the CROO will be responsible for:

  • Compliance: Identifying and implementing legislative or policy updates across all regulatory requirements.
  • Assurance: Conducting second-line reviews within the business to ensure compliance with policies and reporting findings to management, Audit & Risk Committee, and the Board of Directors.
  • Regulatory Engagement: Serving as the primary point of contact with relevant regulators and ensuring timely submission of regulatory reports and SARs.
  • Legal: Reviewing and updating customer-facing legal documents, such as terms and conditions and privacy statements.
  • Risk Management: Maintaining the Group's Risk Register and leading the Risk & Control Team in assessing, mitigating, and reporting on risk items.
  • Oversight: Monitoring the performance of group company outsourced functions in line with Intercompany Agreements.
  • Training: Delivering training on data protection and compliance to all staff and directors.

The ideal candidate will possess strong analytical and communication skills, with the ability to produce high-quality outputs and work effectively in a fast-paced environment. If you are a motivated and detail-oriented professional looking to make a meaningful contribution to our team, we encourage you to apply for this exciting opportunity.



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