Regulatory Compliance Expert: PIMCO EMEA

4 days ago

London, Greater London, United Kingdom PIMCO Full time

About Us

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and non-traditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

We celebrate diverse thinking and believe each of us is here to help others succeed. This has led to PIMCO being recognized as an innovator, industry thought leader, and trusted advisor to our clients.

Job Summary

We are seeking a highly skilled Regulatory Compliance Expert with extensive knowledge of EMEA's regulatory frameworks, particularly in relation to Client Facing Activities, Marketing, and Environmental, Social, and Governance (ESG) considerations.

This role is pivotal in maintaining a best-in-class Compliance program across PIMCO's EMEA operations, ensuring adherence to regulatory requirements while supporting business objectives.

The successful candidate will be based in London and will play a crucial role within the EMEA Regulatory Compliance team.

Responsibilities

  • Oversee the testing and management of PIMCO EMEA's Compliance program related to Client Facing, Marketing, and ESG initiatives
  • Ensure compliance with regulations concerning New Products, ESG, and Suitability Requirements, Marketing (both digital and in-person), Training, Client Reporting, and Regulatory Change Management, including implications of Brexit

Requirements

  • Experience: Proven compliance experience in the financial services sector, with a strong focus on EMEA regulations related to Client Facing Activities, Marketing, and ESG
  • Regulatory Expertise: In-depth knowledge of UK and EU regulatory requirements, including the implications of Brexit, and a proven ability to manage and enhance risk-based compliance monitoring programs
  • Analytical Mindset: Strong analytical skills for assessing regulatory changes and conducting "horizon scanning" to proactively evolve compliance strategies
  • Communication Skills: Exceptional verbal and written communication abilities, capable of conveying complex regulatory concepts clearly and delivering effective training to diverse audiences
  • Interpersonal Skills: A collaborative team player who builds strong relationships across departments, influences stakeholders, and promotes a culture of compliance
  • Client Service Orientation: A commitment to balancing regulatory requirements with business needs, demonstrating flexibility and adaptability in approach
  • Attention to Detail: Meticulous organizational skills with a focus on thorough documentation and the ability to manage multiple projects in a fast-paced environment
  • Professional Integrity: A high level of professionalism and ethical standards, with a proactive approach to identifying and addressing compliance risks

What You'll Receive

Estimated salary £80,000 - £120,000 per annum, depending on experience, plus benefits.

We are an equal opportunity employer and welcome applications from qualified candidates without regard to race, national origin, ancestry, religion, sex, sexual orientation, gender identity, age, military or veteran status, disability, medical condition, or marital status.

Contact Information

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