Compliance Director

24 hours ago


Huddersfield, Kirklees, United Kingdom Simply Biz Ltd Full time

About the Position

We are seeking a highly experienced Compliance Director - Financial Services to join our team at SimplyBiz Ltd. In this role, you'll be responsible for leading our internal Compliance Helpdesk team and ensuring they operate effectively and efficiently.

As a key member of our organization, you'll be responsible for providing leadership and oversight to ensure the team delivers technical regulatory compliance support services to our members.

Your Key Responsibilities

  • Effective organisation and prioritisation of the team's workflow to meet deadlines.
  • Maintain and enhance your own technical and regulatory knowledge via CPD.
  • Promote a culture of cross-department collaboration to share information, knowledge, and experience.
  • Coaching and developing the team with the ability to assess training needs.
  • Setting, measuring, and managing performance standards and expectations.

About You

  • You have significant experience working within the UK Financial Services industry.
  • Excellent knowledge of FCA rules and regulations and the Mortgage and Investment advice process.
  • Diploma in Financial Planning or equivalent.
  • Strong people management skills within a team environment.

We Offer

  • An estimated salary of £65,000 - £85,000 per annum.
  • A comprehensive benefits package, including opportunities for professional development.
  • A collaborative and dynamic work environment.


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