Compliance Director
24 hours ago
About the Position
We are seeking a highly experienced Compliance Director - Financial Services to join our team at SimplyBiz Ltd. In this role, you'll be responsible for leading our internal Compliance Helpdesk team and ensuring they operate effectively and efficiently.
As a key member of our organization, you'll be responsible for providing leadership and oversight to ensure the team delivers technical regulatory compliance support services to our members.
Your Key Responsibilities
- Effective organisation and prioritisation of the team's workflow to meet deadlines.
- Maintain and enhance your own technical and regulatory knowledge via CPD.
- Promote a culture of cross-department collaboration to share information, knowledge, and experience.
- Coaching and developing the team with the ability to assess training needs.
- Setting, measuring, and managing performance standards and expectations.
About You
- You have significant experience working within the UK Financial Services industry.
- Excellent knowledge of FCA rules and regulations and the Mortgage and Investment advice process.
- Diploma in Financial Planning or equivalent.
- Strong people management skills within a team environment.
We Offer
- An estimated salary of £65,000 - £85,000 per annum.
- A comprehensive benefits package, including opportunities for professional development.
- A collaborative and dynamic work environment.
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