Regulatory Governance and Oversight Professional
2 weeks ago
We are seeking a highly skilled Regulatory Governance and Oversight Professional to join our dynamic EMEA COO team at GlobalLink. As a key member of our team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral trading facility FX Connect MTF and Fund Connect, a market-leading MMF portal.
Key Responsibilities- Prepare SSGMIL regulatory submissions required by foreign licenses
- Support FX Connect MTF platform governance and MIFID II RTS 7 compliance
- Support Fund Connect platform reporting and MIFID II compliance
- Support SMR and delegates adherence to SMR regime and delegated responsibilities
- Lead SSGMIL outsourcing oversight for FX Connect MTF, Currenex and Fund Connect
- Deliver on key projects to meet regulatory obligations
- Support strategic growth initiatives by working across business lines, corporate functions and senior stakeholders to prepare business cases and license applications for jurisdictional expansions
- Excellent interpersonal and organizational skills
- MS Office Skills - Word, Excel, Powerpoint, Visio & Project
- Self-motivated with strong work ethic
- Ability to meet deadlines and work well under pressure
- Ability to form working relationships with across internal and external stakeholders
State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader.
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Regulatory Governance and Oversight Specialist
2 weeks ago
London, Greater London, United Kingdom State Street Corporation Full time{"title": "Regulatory Governance and Oversight Role", "content": "OverviewState Street Corporation is seeking a highly skilled Regulatory Governance and Oversight professional to join our GlobalLink team in the UK. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral...
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Regulatory Governance and Oversight Specialist
2 weeks ago
London, Greater London, United Kingdom State Street Corporation Full time{"title": "Regulatory Governance and Oversight Role", "content": "OverviewState Street Corporation is seeking a highly skilled Regulatory Governance and Oversight professional to join our GlobalLink team in the UK. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral...
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London, Greater London, United Kingdom State Street Corporation Full timeAbout the RoleWe are seeking a highly skilled and experienced Regulatory Governance and Oversight professional to join our GlobalLink team in the UK. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral trading facility FX Connect MTF and Fund Connect, a market-leading...
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London, Greater London, United Kingdom State Street Corporation Full timeAbout the RoleWe are seeking a highly skilled and experienced Regulatory Governance and Oversight professional to join our GlobalLink team in the UK. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral trading facility FX Connect MTF and Fund Connect, a market-leading...
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London, Greater London, United Kingdom State Street Full timeUK Regulatory Governance and Oversight AVPState Street is seeking a highly skilled UK Regulatory Governance and Oversight AVP to join our GlobalLink team in London. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral trading facility FX Connect MTF and Fund Connect, a...
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London, Greater London, United Kingdom State Street Full timeUK Regulatory Governance and Oversight AVPState Street is seeking a highly skilled UK Regulatory Governance and Oversight AVP to join our GlobalLink team in London. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral trading facility FX Connect MTF and Fund Connect, a...
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London, Greater London, United Kingdom State Street Full timeUK Regulatory Governance and Oversight AVPState Street is seeking a highly skilled UK Regulatory Governance and Oversight AVP to join our GlobalLink team in London. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral trading facility FX Connect MTF and Fund Connect, a...
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London, Greater London, United Kingdom State Street Full timeUK Regulatory Governance and Oversight AVPState Street is seeking a highly skilled UK Regulatory Governance and Oversight AVP to join our GlobalLink team in London. As a key member of our EMEA COO team, you will play a critical role in supporting our award-winning regulated foreign exchange multi-lateral trading facility FX Connect MTF and Fund Connect, a...
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EMEA Regulatory Risk and Oversight Manager
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London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...
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London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution that has been in continuous operation since 1889. As a Fortune 500 company, we are recognized for our expertise, integrity, and commitment to delivering innovative financial services to our clients.Job SummaryWe are seeking an experienced Regulatory Risk and Oversight Manager to...
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EMEA Regulatory Risk and Oversight Manager
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London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution that has been in continuous operation since 1889. As a Fortune 500 company, we are recognized for our expertise, integrity, and commitment to delivering innovative financial services to our clients.Job SummaryWe are seeking an experienced Regulatory Risk and Oversight Manager to...
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London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a globally recognized financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking an experienced Regulatory Risk and Oversight Manager to join...
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EMEA Regulatory Risk and Oversight Manager
1 week ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a globally recognized financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking an experienced Regulatory Risk and Oversight Manager to join...
