Internal Audit Specialist

1 month ago


London, Greater London, United Kingdom Alexander Ash Consulting Full time
Internal Audit Specialist - Investment Banking

Our client, a leading Investment Bank, is seeking a highly skilled Internal Audit Specialist to join their team on a contract basis.

The ideal candidate will be a qualified accountant with a professional services background, possessing a strong understanding of Markets (traded products) and Investment Banking products within a major financial institution.

Key Responsibilities:

  • Undertake periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness.
  • Develop productive working relationships with senior Front Office management to ensure they understand their risks and have controls and processes in place to manage those risks.
  • Challenge the completion of operational risk and control self-assessments.
  • Review how issues identified are resolved and whether actions taken are suitable and sustainably implemented.
  • Work with the Front Office Supervisor team in providing opinions and views on the status of controls in the various asset classes across the front office.

Key Requirements:

  • ACCA / CIMA / ACA qualified.
  • Strong understanding of modern governance, risk and control assessment techniques.
  • Experience in one or more of the following areas: a front office supervisor role, COO role, internal audit, operational risk management or related disciplines in the financial services industry.
  • Excellent communication and negotiation skills, with the ability to influence effectively.
  • Good organization, planning and project management abilities.
  • Full understanding of the key market, credit and operational risks operating across each main asset class operating in a major trading floor and IBD business.
  • Excellent report writing and presentational skills.


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