Financial Advisory Professional

1 week ago


London, Greater London, United Kingdom IDEX Consulting Full time
Job Overview: IDEX Consulting is partnering with a leading Financial Planning Group to bolster their compliance team. We are seeking a skilled Regulatory Compliance Specialist to support this initiative. The successful candidate will have recent experience in complaints and remediation within a financial advisory business.

Key Responsibilities:
  • Logging and investigating complaints related to financial advice.
  • Meeting internal and regulatory timescales.
  • Liaising with stakeholders, financial advisers, and third parties.
  • Completing risk & control self-assessments.

Salary Estimate: We estimate the salary for this position to be around $90,000 - $125,000 per annum, depending on experience.

This is a newly created opportunity to make a significant impact on the company's compliance framework, working closely with senior management.

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