Financial Advisory Professional
1 week ago
Key Responsibilities:
- Logging and investigating complaints related to financial advice.
- Meeting internal and regulatory timescales.
- Liaising with stakeholders, financial advisers, and third parties.
- Completing risk & control self-assessments.
Salary Estimate: We estimate the salary for this position to be around $90,000 - $125,000 per annum, depending on experience.
This is a newly created opportunity to make a significant impact on the company's compliance framework, working closely with senior management.
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