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Regulatory Advisor

1 month ago

London, Greater London, United Kingdom MUFG Americas Full time

Discover Your Opportunity with MUFG Americas

MUFG Americas is a leading financial group, and we're seeking a talented Regulatory Advisor to join our team. As a key member of our Compliance Advisory team, you'll play a critical role in providing quality regulatory advice to our bank and securities business activities in London and EMEA.

Main Purpose of the Role

  • This is a high-visibility role that will see you build and manage relationships with our private side businesses, providing direct exposure to all levels of the business and serving as the primary contact for key business areas of strategic importance to the MUFG franchise.

Key Responsibilities

In this role, you'll act across MUFG's banking arm and securities business under a dual-hat arrangement, making decisions on behalf of both entities subject to the same remit and level of authority. Your responsibilities will include:

  • Providing advisory coverage across all Private Side businesses, including Investment and Corporate Banking teams, Capital Markets, Transaction Banking, and Structured Solutions.
  • Supporting the Head of Private Side Advisory and the broader team in all advisory matters.
  • Participating in internal and external enquiries and investigations as necessary.
  • Supporting local and global projects and driving the operational implementation of key regulatory change initiatives.
  • Providing training to Private Side businesses on conduct and regulatory matters.

Requirements

To succeed in this role, you'll need:

  • Sound compliance experience within a Front Office advisory role in an investment banking organization.
  • Strong understanding and knowledge of capital markets, structured finance, and other investment banking products, including loans, bonds, and structured finance.
  • Strong knowledge of risk, compliance, and controls.
  • Strong interpersonal and communication skills.
  • Sharp intellect with the ability to grasp complex concepts.
  • Ability to challenge independently and constructively, where appropriate, to achieve engagement and drive resolution.
  • Ability to act autonomously when appropriate and know when to escalate matters.
  • Highly organized, goal-oriented, and solutions-focused.

What We Offer

MUFG Americas is committed to embracing diversity and building an inclusive culture where all employees are valued, respected, and their opinions count. We support the principles of equality, diversity, and inclusion in recruitment and employment and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief, and marriage or civil partnership.